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There is a certain philosophical view, an
adherent of which is Eli Hirsch in The Concept
of Identity 1, about the persistence of ordinary,
medium-sized dry goods that I am prone to
find quite curious. The view is that when
certain objects cease to be of a certain
form, they cease to be. Here are three examples
to illustrate this view.
(1) I own a copper coin, and decide to melt
it down, so that all that remains is a lump
of copper. At some point during the melting
process, presumably the point at which the
copper is no longer properly called 'coin-shaped',
the coin ceases to exist. All that remains
is a lump of copper that is not, and never
was, strictly identical with any coin.
(2) There is an old car in a junkyard, which
gets crushed into a block of scrap metal.
When the car is crushed, it ceases to exist.
All that remains is a block of scrap metal
that is not, and never has been, strictly
identical with any car.
(3) I knit a sweater that turns out to be,
upon completion, an utter disaster. I decide
to unravel the sweater and wind the yarn
that the sweater was composed of into a skein.
The sweater ceases to exist at some point
during the unraveling, and the remaining
skein of yarn is not, and never was, strictly
identical with any sweater.
I find this view prima facie quite curious.
I for one would say in each of these three
cases that no physical object has ceased
to exist, any more than I would if the coin
were merely flattened by a train, the car
rendered undriveable in an accident, or one
of the sleeves of the sweater partly unraveled.
Rather, I maintain that in each of these
cases a physical object has undergone a rather
radical alteration in form, somewhat more
drastic than the coin's merely being flattened,
etc., but nevertheless not sufficient to
render an object non-existent. It seems to
me perfectly literal and straightforward
to say 'That lump of copper was once a coin',
'That block of scrap metal was once a car',
and 'That skein of yarn was once a lousy
excuse for a sweater'. My take on this matter,
according to Hirsch, is "deviant,"
although a "nondrastic deviation"
(26-27):
There may in fact be some considerable resistance
to admitting that the car has to go out of
existence just because it turns into a block
of scrap metal.... When we soberly reflect
on the case, however, and keep in mind that
we are talking about the car, and not the
material components that make it up, it becomes
sufficiently clear, I think, that the car
does go out of existence.... (51)
Hirsch's view, however, seems even more curious
when we note that it is surely not the case
that a lump of copper went out of or came
into existence during the smelting process,
or that a mass of metal went out of or came
into existence when the car was crushed,
or that a long strand of yarn went out of
or came into existence during the unraveling
process. It seems, on Hirsch's view, that
when I unravel the sweater at time t, something,
viz. the sweater, goes out of existence,
while something else, viz. the strand of
yarn, does not go out of existence. The sweater
has the property ceasing to exist at time
t; the strand of yarn does not have this
property. So by Leibniz' Law of the indiscernability
of identicals, we may conclude that the sweater
is not strictly identical with the strand
of yarn. Prior to t, however, the volume
occupied by the sweater was identical to
the volume occupied by the strand of yarn.
So prior to t, there were two different objects,
the sweater and the strand of yarn, that
occupied exactly the same volume at the same
time. Furthermore, if at sometime during
the sweater's existence I put the sweater
in a box, there would seem to be two physical
objects in the box. And had I decided to
give the sweater to my mother for Christmas,
I would have given her two Christmas presents.
" 'Curiouser and curiouser!' cried Alice.
. . ."
Hirsch solves this problem by appealing to
a notion of "constitutive identity,"
which is not the same relation as strict
identity, and to which Leibniz' Law does
not apply. "We might define 'x is constitutively
identical with y' (or 'x and y constitute
each other') as meaning 'x and y occupy [exactly]
the same place' " (59). Immediately
prior to the unraveling, the sweater is constitutively
identical with the strand of yarn, i. e.
it occupies the same volume as the strand
of yarn (59), but it is not strictly identical
with it. And presumably, it is this relation
of constitutive identity that I am "counting
by," rather than the relation of strict
identity, when I maintain that there would
only be one physical object in the box (discounting
numerous molecules of air), and that I only
gave my mother one Christmas present.
I wish to challenge Hirsch's view in this
paper, and instead maintain that ordinary
artifacts are strictly identical with the
masses of matter of which they are composed.
2 My attack will be three-pronged. First,
after briefly describing Hirsch's sortal
analysis of the persistence of ordinary physical
objects, I will show that Hirsch's notion
of constitutive identity, as he uses it,
is so flexible that it admits of deviant
uses that run contrary to some of Hirsch's
own examples. Second, I will show that any
attempted sortal analysis of the persistence
of an object in terms of an artifact sortal
(such as 'car', 'coin', or 'sweater') is
doomed to be hopelessly circular and hence
unilluminating, just as would an attempted
sortal analysis of the unity of an object
through space. Third, I will present a thought
experiment that I hope will clearly show
that the mere altering of the shape of a
mass of matter, with or without an intention
to "create" an artifact, cannot
bring any new physical object into existence.
Hirsch's Sortal Analysis of Persistence Hirsch's
sortal analysis of persistence may be summed
up in the following two principles (from
chapter 2):
The Sortal Rule: Two object stages, X and
Y, are stages of the same persisting physical
object if there exists a succession S of
object stages such that (1) X and Y are stages
of S, (2) S is moderately spatiotemporally
continuous (except at its endpoints), (3)
S is weakly qualitatively continuous (except
at its endpoints), and (4) there is a sortal
term F that applies to each stage of F. 3
The Sortal Rule Addendum: Where F is a sortal
and S is a continuous 4 succession of F-stages,
the beginning and end of S correspond to
the coming into and going out of existence
(respectively) of an F-thing iff S is not
a segment of a longer continuous succession
of G-stages, where G is a sortal to which
F is subordinate.
The notion of an object stage, an instantaneous
temporal part of an object, is taken as a
primitive. A succession of object stages
is the "sum" of a set of object
stages such that no two stages occur at the
same instant of time. A succession of object
stages is moderately spatiotemporally continuous
if and only if around every object stage
O in the succession there is an interval
of time such that every object stage of the
succession in that interval overlaps O by
at least fifty percent. A succession of object
stages is weakly qualitatively continuous
if and only if for every object stage O of
the succession there is an interval of time
around O such that all object stages of the
succession in the interval are "very
similar" to O in respects other than
their spatial location. A sortal is a term
F of English such that it is a conceptual
(or "analytic") truth that any
continuous succession of F-stages (i. e.
object stages to which F applies) corresponds
to stages of a single persisting F-thing.
For example, the term 'car' is a sortal in
virtue of the fact that it is a conceptual
truth that any continuous succession of car-stages
corresponds to stages of a single persisting
car.
A sortal F is subordinate to a sortal term
G if and only if F's being truly predicable
of an object stage O conceptually (or "analytically")
implies that G is truly predicable of O.
For example, the sortal term 'brown table'
is subordinate to the sortal term 'table',
since is it conceptually true that all brown
tables are tables. The sortal term 'puppy'
is subordinate to the sortal term 'dog',
since it is conceptually true that all puppies
are dogs. (This implies, as a degenerate
case, that every sortal term is subordinate
to itself.) The effect of the sortal rule
addendum is to prevent his theory from yielding
the incorrect judgment that when one paints
a brown table green, something, viz. a brown
table, has gone out of existence, or that
when a puppy grows up and becomes an adult
dog, something, viz. a puppy, has gone out
of existence. For the continuous succession
of brown- table-stages will be a part of
a longer continuous succession of table stages,
and 'brown table' is subordinate to 'table'.
Thus, the end of the continuous succession
of brown-table-stages does not correspond
to the going out of existence of a persisting
physical object, and the beginning of the
continuous succession of green-table-stages
does not correspond to the coming into existence
of a physical object. Similarly, the end
of the continuous succession of puppy-stages
does not correspond to the going out of existence
of a physical object, nor does the beginning
of the succession of adult-dog-stages correspond
to the coming into existence of a physical
object, since each continuous succession
is a part of a longer continuous succession
of dog stages, and 'puppy' and 'adult dog'
are both subordinate to the sortal term 'dog'.
Trouble for the Sortal Rule Addendum Consider
the sortal term 'copper coin'. This term,
it seems, is subordinate to the term 'lump
of copper', for it seems analytically true
that any copper coin is a lump of copper.
Thus, according to the Sortal Rule Addendum,
the copper coin discussed in case (1) at
the beginning of this paper does not go out
of existence, for the continuous succession
S of copper-coin-stages is a part of longer
continuous succession T of lump-of-copper-
stages that has parts after the time at which
the coin is melted down. Hirsch, however,
would like to say that when the copper coin
is melted down into a lump of copper, some
physical thing, viz. the copper coin, goes
out of existence. 5 Furthermore, if we trace
the succession S under the sortal 'coin',
the Sortal Rule Addendum tells us that the
end of the succession of coin-stages does
correspond to the going out of existence
of a physical thing, for there does not appear
to be a sortal term G to which 'coin' is
subordinate and such that S is a part of
a longer continuous succession of G-stages
6, for it is not analytically true that all
coins are lumps of copper, as some coins
are lumps of silver, and others lumps of
aluminum. The Sortal Rule Addendum tells
us that a coin goes out of existence, but
a copper coin does not, which seems completely
absurd.
One route out of this problem for Hirsch
would be to deny that 'copper coin' is subordinate
to 'lump of copper' by denying the analytic
truth of 'Every copper coin is a lump of
copper'. This is where the notion of constitutive
identity comes in. Hirsch might say that
it is false that the copper coin is (i. e.
is strictly identical with) a lump of copper,
but it is true (indeed analytically true)
that the copper coin is constitutively identical
with a lump of copper. Hirsch must also add,
to make this way out the problem work, that
'thing constitutively identical with a lump
of copper' is not a sortal term, for surely
it is an analytic truth (if anything is)
that all copper coins are constitutively
identical with a lump of copper. Thus, the
continuous succession S of copper-coin-stages
is not a part of any longer continuous succession
of G-stages, where 'copper coin' is subordinate
to G.
If this seems like a cheating way out, well
it is. For if it is open to Hirsch to deny
that the copper coin is (strictly identical
with) a lump of copper, but rather is merely
constitutively identical with a lump of copper,
it would seem open, depending on how seriously
one takes intuitions about analyticity, for
someone to deny in the case of the table
that the brown table is strictly identical
with a table. Rather, someone might maintain,
every brown table is merely constitutively
identical with a table. And this would account
for the unreflective affirmative answer one
might get to the question 'Did a brown table
go out of existence?', asked after the table
was painted. 7 A brown table went out of
existence, and a green table came into existence,
although there was a table simpliciter (that
was first green and then brown) that persisted
through the painting. There were two tables
in the room the whole time, just as when
I held the coin in my hand I had two things
(strictly speaking, or "counting by
strict identity") in my hand: a coin
and a lump of copper.
It is of course absurd and completely contrary
to our ordinary concept of identity (which
is what Hirsch purports to be analyzing)
to say there are two tables, one that persists
through the painting and one that goes out
of existence. But I can see no principled
way, given the slipperiness of our intuitions
about analyticity, to disallow the judgment
that the brown table goes out of existence
when it is painted but permit the judgment
that the coin goes out of existence when
it is melted down. It seems that this mysterious
notion of constitutive identity is entirely
too strong for Hirsch's purposes; but without
it, Hirsch has no way to account for the
judgment that the coin is a lump of copper
and the lump of copper is (prior to the melting
process) a coin.
A Circularity Problem for the Sortal Rule
In chapter 3, in the course of analyzing
our notion of unity through space, i. e.
answering the question 'What is an object
stage?' (a notion he took as primitive in
chapter 2), Hirsch points out that there
cannot be an illuminating, non-circular analysis
of unity though space that is analogous to
the sortal rule for persistence through time.
Such an attempted analysis might look something
like the following (100): Two parts, X and
Y, are parts of the same physical object
iff X and Y are both parts of a spatially
continuous succession of F-parts, where F
is a sortal term. But as Hirsch correctly
points out, this analysis is so blatantly
circular as to be unilluminating, for quite
often a part is an F-part (where F is some
sortal) solely in virtue of its relations
to other parts, together with which it constitutes
a whole F-thing. Parts that are only F-parts
in virtue of there relations to other parts
Hirsch labels non-intrinsic. For example,
any given square inch of steel on the hood
of my car is non-intrinsically a car-part,
for it is only a car-part in virtue of its
relationship to the other parts of my car.
Any given square inch of steel on the hood
of my car might have been part of a building,
or part of an airplane, or part of a ship,
instead of part of a car. 8 Thus any attempted
sortal analysis of unity through space, especially
one that takes mereological atoms as primitive
parts analogous to instantaneous object stages
(for atoms, I take it, are never intrinsic
parts of any macroscopic physical objects),
is doomed to be circular, and thus unilluminating.
9
Hirsch recognizes that this circularity problem
holds for some sortal terms that might be
used in analysis of persistence through time,
such as 'car which is in the process of moving
from New York to California', for a car-which-is-in-the-process-of-
moving-from-New-York-to-California-stage
is such a stage only in virtue of being suitably
related to other object stages (103). Hirsch,
however, thinks this is an unusual case,
i. e. that for the most sortals F, all F-stages
are intrinsic F stages. He quotes Anthony
Quinton approvingly (101-102):
The temporal parts of an enduring thing would
have been a perfectly good thing of that
kind if they had existed on their own, without
the other phases which in fact preceded and
followed them, while this is very seldom
true in the analogous spatial case: the spatial
parts of a thing, conceived as existing in
spatial disconnection from one another, are
not things of the same kind. 10 I wish to
maintain, on the other hand, that whenever
a sortal F is a artifact-term, such as 'coin',
'car', or 'sweater', most instantaneous F-stages
(except those stages that are cotemporal
with the initial intention that the object
be an artifact of type F) are not intrinsically
F-stages. Suppose that somewhere out in the
asteroid belt there is a small, coin-shaped,
lump of copper, perhaps even having a remarkable
likeness of Lincoln on one side and a remarkable
likeness of the Lincoln memorial on the other.
This lump of copper, despite its shape, is
not a coin. A thing is a coin only if it
is minted with the intention that it be a
coin. That very lump of copper could have
been a coin, had it been shaped with the
intention that it be used as currency, but
given its origin, and the fact that it has
never been in the possession of any sentient
being, it is not a coin, nor are any of its
stages coin-stages. A coin-stage is a coin
stage only in virtue of its being related
to an initial coin-stage, toward which an
intention that it be used as currency is
directed. Noam Chomsky makes a similar point
(albeit for a somewhat different purpose,
I believe):
Is a knife . . . an object of such and such
physical properties, or an object that is
used for such and such purposes. . . ? How
would we in fact identify an object looking
exactly like a knife but used for some totally
different purpose in some other culture?
11 It follows that a sortal analysis of persistence
through time utilizing an artifact-sortal
is doomed to be no more illuminating than
a sortal analysis of unity through space.
My conclusion in this section is a hypothetical
one: if there is to be an illuminating, non-circular
account of the persistence through time of
artifacts, it will have to be in terms of
sortals such as 'lump of copper' or 'strand
of yarn', which will make the analysis judge
that nothing goes out of existence when the
coin is melted, the car is crushed, or the
sweater is unraveled. 11 A Parable about
Persistence Marian is a sculptor. In her
studio, she has a fist-sized lump of aluminum
that she calls 'Al', which she uses to practice
her sculpting talents upon. At one time,
Al was spherical, at another time egg-shaped,
at another time cubical. Marian has never
regarded Al as a statue, merely as a lump
of aluminum that she uses for practice. It
certainly seems that Al persists through
the changes that she makes in "him."
One day, Marian decides that she needs an
ashtray, so she flattens out Al on one side
so that he may sit steadily on her desk,
and makes an indentation in the other side
to hold cigarette butts. Hirsch, I believe,
would hold that a new object, viz. an ashtray,
call it 'Ash', has come into existence. Ash,
on Hirsch's view, is not strictly identical
with Al, for there is a time t before which
Al existed but Ash did not. Furthermore,
when once again Marian needs to practice
her sculpting talents and once again forms
Al into a spherical shape, Ash ceases to
exist, but Al does not. Ash, during the entirety
of his existence, is merely constitutively
identical with Al. There are, strictly speaking
and counting by strict identity, two objects
sitting on Marian's desk: Ash, an ashtray;
and Al, a lump of aluminum.
Suppose, however, that the following scenario
occurred. Marian, without any intention of
making an ashtray, flattens Al on one side
and makes an indentation on the other. Al
is not an ashtray. Al sits around in this
shape for about a week on her desk, until
one day, having misplaced her ashtray, Marian
realizes that Al, in his current shape, would
be a great ashtray, and she begins to dispose
of her cigarette butts in Al's indentation.
There is now an ashtray that is at least
constitutively identical with Al, in existence.
Has a new physical object, viz. Ash, now
come into existence? Ash certainly does not
exist prior to Marian's using Al as an ashtray.
The mere shaping of Al into his current shape
does not make Al into an ashtray, nor does
it bring an ashtray into existence. But it
would seem strange to say that Marian has
brought a new object into existence merely
by intending to dispose of her cigarette
butts in Al's indentation. No one can bring
a physical object into existence with a mere
intention. So in this scenario it seems that
there is only one object on the desk, viz.
Al, and Al is an ashtray.
The only difference, however, between this
second scenario and the first was the order
in which the reshaping of Al and Marian's
intention to dispose of her cigarette butts
in Al's indentation occurred. But how could
this difference be relevant to the question
of whether a new physical object has come
into existence? I conclude that in the first
case, as in the second, no new object came
into existence: Ash is strictly identical
with Al. Furthermore, no object will go out
of existence when Marian reshapes Al into
a sphere. Al (as well as Ash, for Ash = Al)
will cease to be an ashtray, but nothing
will cease to be.
And I think that the moral we should draw
from this thought experiment will hold for
all artifacts, since it is at least conceivable
that the mass of matter that makes up any
artifact was first shaped, without any intention
to put the newly shaped mass of matter to
any particular use, then later it was decided
that the mass of matter would be useful.
Thus, nothing ceases to exist when the coin
is melted down, for the coin is strictly
identical with the lump of copper, and the
lump of copper continues to exist. The same
will hold for the car and the sweater. Artifacts
are strictly identical with the spatially
continuous masses of matter of which they
are composed; nothing is essentially an artifact.
There may be some tendency to say that a
coin goes out of existence when it is melted
down, but this is not, I believe, a sufficiently
reflective judgment, any more than would
be the judgment that a brown table goes out
of existence when it is painted green.
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1. New York: Oxford University Press, 1982.
All parenthetical citations herein are to
this work.
2. This view is intended to apply solely
to artifacts. I am certain that persons are
not strictly identical with the masses of
matter of which they are composed, nor, I
think, are other living things of which we
may properly predicate psychological or intentional
states. I am not sure about natural objects
such as trees. I will not herein deal with
the paradoxes of undetached parts, as raised
by Peter van Inwagen in "The Doctrine
of Arbitrary Undetached Parts" (Pacific
Philosophical Quarterly 62, 123-137). I will
deal herein only with those cases in which
one object is (on Hirsch's view) constitutively
identical with another for the entirety of
its existence.
3. The Sortal Rule only gives sufficient
criteria for X and Y to be two stages of
the same persisting physical object, as Hirsch
wishes to allow for objects to go out of
and come back into existence, such as a watch
which is taken apart and put back together.
He allows for this by addition to his theory
of the Compositional Criterion, which does
not here concern me.
4. I. e. moderately spatiotemporally (except
at its endpoints) and weakly qualitatively
(except at its endpoints) continuous.
5. To be fair to Hirsch, it should be said
that he does not actually discuss the copper
coin case. He says very similar things, however,
about the case of the car being crushed and
the sweater being unraveled, and I am extrapolating
his opinion on the copper coin case from
his claims about these other two cases. I
feel the copper coin case best illustrates
the problem, but analogous problems could
be brought up concerning the car and the
sweater.
6. Unless the sortal term is 'mass of matter',
which would be even better for my view, for
it seems analytically true (to me, anyway)
that all artifacts are masses of matter.
7. "This reductio ad absurdum [i. e.
that the brown table goes out of existence
when it is painted green] is not, I have
found, always immediately appreciated"
(49). After all, it is no longer the case
that a brown table is there, so it might
seem prior to reflection that a brown table
must have gone out of existence.
8. In contrast, the whole of my car (given
the standard axiom that everything is a part
of itself) and the portion of my car between
the bumpers are intrinsic car-parts, as they
are car parts regardless of their relations
to other parts.
9. There is a further problem with the attempted
sortal analysis of unity through space, viz.
that whenever two distinct F-things, A and
B, are attached together, the given analysis
will incorrectly judge that the parts of
A and the parts of B are parts of one physical
object, e. g. if one car was attached to
another for the purpose of towing (101).
A similar problem may arise for the sortal
analysis of persistence through time, if
there is a case of "immaculate replacement."
See Chris Swoyer, "Causation and Identity."
Midwest Studies in Philosophy IX, 593-622.
10. The Nature of Things. Boston: Routledge,
1973, p. 77.
11. "Quine's Empirical Assumptions,"
Synthese 19, 53-69, p. 63.
Copyright © 1997 Carl Brock Sides. Permission
granted to distribute in any medium, commercial
or non-commercial, provided all copyright
notices remain intact.
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