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The Beginning and the End The Problem of
Being and Existence
N. A. BERDYAEV (BERDIAEV) Berdyaev was born
in Kiev into an aristocratic military family.
He spent a solitary childhood at home, where
his father's library allowed him to read
widely. He read Hegel, Schopenhauer, and
Kant when only fourteen years old and excelled
at languages. Berdyaev decided on an intellectual
career and entered the University of Kiev
in 1894. This was a time of revolutionary
fervor among the students and the intelligentsia.
Berdyaev became a Marxist and in 1898 was
arrested in a student demonstration and expelled
from the University. Later his involvement
in illegal activities led to three years
of internal exile in central Russia - a mild
sentence compared to that faced by many other
revolutionaries.
In 1904 Berdyaev married Lydia Trusheff and
the couple moved to St. Petersburg, the Russian
capital and centre of intellectual and revolutionary
activity. Berdyaev participated fully in
intellectual and spiritual debate, eventually
departing from radical Marxism to focus his
attention on philosophy and spirituality.
Berdyaev and Trusheff remained deeply committed
to each other until the latter's death in
1945. Berdyaev was a believing Christian,
but was often critical of the institutional
church. A fiery 1913 article criticising
the Holy Synod of the Russian Orthodox Church
caused him to be charged with blasphemy,
the punishment for which was exile to Siberia
for life. The World War and the Bolshevik
Revolution prevented the matter coming to
trial. Berdyaev could not accept the Bolshevik
regime, because of its authoritarianism and
the domination of the state over the freedom
of the individual. Yet, he accepted the hardships
of the revolutionary period, as he was permitted
for the time being to continue to lecture
and write.
His philosophy has been characterised as
Christian existentialist. He was proccupied
with creativity and in particular freedom
from anything that inhibited said creativity,
whence his opposition against a "collectivized
and mechanized society". In 1922, the
Bolshevik government expelled some 160 prominent
intellectuals, Berdyaev among them. Overall,
they were supporters neither of the Czarist
régime nor of the Bolsheviks, preferring
less autocratic forms of government. They
included those who argued for personal liberty,
spiritual development, Christian ethics,
and a pathway informed by reason and guided
by faith.
At first Berdyaev and other émigrés went
to Berlin, but economic and political conditions
in Germany caused him and his wife to move
to Paris in 1923. There he founded an Academy,
taught, lectured, and wrote, working for
an exchange of ideas with the French intellectual
community. During the German occupation of
France, Berdyaev continued to write books
that were published after the war - some
after his death. In years that he spent in
France, Berdyaev wrote fifteen books, including
most of his most important works. He died
at his writing desk in his home in Clamart,
near Paris, in March 1948.
(Bio courtesy Wikipedia)
N. A. BERDYAEV (BERDIAEV)
THE BEGINNING AND THE END
PART TWO The Problem of Being and Existence
88
CHAPTER III
i. Being as objectification. Being and the
existent, that which exists. Being and non-being.
Being as concept. Being and value. Being
and spirit. 2. The supremacy of freedom over
being. The determinism of being and freedom.
Being and primary passion. Being as congealed
freedom and congealed passion. Being as nature
and being as history
From ancient times philosophers have sought
for the knowledge of being (ousia, essentia).
The construction of an ontology has been
philosophy's highest claim. And at the same
time the possibility of achieving this has
raised doubts among the philosophers. At
times it has appeared as though human thought
was in this respect pursuing a phantom.
The transition from the many to the One,
and from the One to the many was a fundamental
theme in Greek philosophy. In a different
way the same topic has been fundamental in
Indian philosophy also. Indian thought has
been disquieted by the question: how does
being arise out of non-being? It has to a
large extent been focussed upon the problem
of nothingness, non-being and illusion. It
has been occupied with the discovery of the
Absolute and deliverance from me relative,
which meant salvation. Indian thought has
tried to place itself on the other side of
being and non-being, and has revealed a dialectic
of being and non-being. It is this that has
made it important. 1
The Greeks sought for apxn-the primordial.
They medi-
1 See R. Groussct: Les philosophies indiennes.
O. Strauss: Indische Philosophic. A. Schweitzer:
Les grands penscursde Flnde.
91
tated upon the unchangeable; they were disquieted
by the problem of the relation of the unchangeable
to the changing; they desired to explain
how becoming arises out of being. Philosophy
has sought to rise above the deceptive world
of the senses and to penetrate behind this
world of plurality and change to the One.
Doubts were felt even about the reality of
movement. If man breaks through to the knowledge
of being he will reach the summit of knowledge,
and, it was sometimes thought, he will attain
salvation through having achieved union with
the primary source. Yet at the same time
Hegel says that the concept of being is quite
futile, while Lotze says that being is indefinable
and can only be experienced. 1
Heidegger, in claiming to construct a new
ontology, says that the concept of being
is very obscure. Pure being is an abstraction
and it is in an abstraction that men seek
to lay hold upon primary reality, primary
life. Human thought is engaged in the pursuit
of its own product. It is in this that the
tragedy of philosophical learning lies, the
tragedy, that is, of all abstract philosophy.
The problem which faces us is this: is not
being a product of objectification? Does
it not turn the subject matter of philosophical
knowledge into objects in which the noumenal
world disappears? Is not the concept of being
concerned with being qua concept, does being
possess existence?
Parmenides is the founder of the ontological
tradition in philosophy, a highly significant
and important tradition in connection with
which the efforts of reason have reached
the level of genius. To Parmenides being
is one and unchanging. There is no non-being,
there is only being. To Plato, who carried
on this ontological tradition, true being
is the realm of ideas which he sees behind
the moving and multiple world of the senses.
But at the same time Plato maintains the
supremacy of the good and beneficent over
being, and from that it is possible to go
on to another tradition in philosophy. In
Plato the unity of perfection is the 1 See
Lotze: Metaphysik.
92
highest idea, and the idea of being is being
itself. Eckhardt held that Ewe is Dews. Husserl,
after passing through a phase of idealism
and asserting the primacy of the mind, came
to carry on the tradition of Platonism in
the contemplation of ideal being, IVesenheiten.
In the processes of thought the human mind
sought to rise above this world of sense
which presents itself to us, and in which
evey thing is unstable, above a world which
is a world of becoming, rather than of being.
But by that very fact the search for being
was made to depend upon thinking, and the
impress of thought lay upon it. Being became
an object of thought and thereby came to
denote objectification. What reason finds
is its own product. Reality is made to depend
upon the fact that it becomes the subject
matter of knowledge, in other words an object.
But in actual fact the reverse is true, reality
is not in front of the knowing subject but
'behind' him, in his existentiality.
The erroneous character of the old realism
is particularly clear in the case of Thomism,
the philosophy of the common or of sound
common sense. It regards the products of
thinking, the hypostatization of thought,
as objective realities. 1 And so St Thomas
Aquinas supposes that the intellect, and
the intellect alone, comes into touch with
being. Being is received from without. This
is to make the average normal consciousness,
which is also regarded as unchangeable human
nature, absolute. That kind of ontology is
a clear example of naturalistic metaphysics,
and it does not recognize the antinomies
to which the reason gives birth. The nature
of the intellectual apprehension of being
is settled by the fact that being was already
beforehand the product of in-tellectualization.
In the Thomist view being comes before thought;
but this being was already fabricated by
thought. Being is secondary not primary.
In mediaeval philosophy the question of the
relation between essentia and existentia
played a great part. "Being is essentia.
But the question remains: does essentia possess
an existentia of its own? In
1 See Garrigou-Lagrange: Le sens commun.
93
present day philosophy, for example in Heidegger
and Jaspers, this question assumes a new
form, that of the relation between Sein and
Dasein. 1 Aristotle and the scholastics admitted
a classification in logic of the same sort
as in zoology and in this classification
the concept of being took its place as the
broadest and highest. Brunschvicg points
out with truth that it was Descartes who
broke with this naturalism in logic and metaphysics.
2 But ontology has never been able to cut
itself off entirely from the naturalistic
spirit.
Hegel introduced a new element into the concept
of being. He introduced the idea of non-being,
nothingness, without which there is no becoming,
no emergence of what is new. Being itself
is empty and the equivalent of non-being.
The initial fact is being-non-being, unity,
being and nothingness. Being is nothingness,
indeterminate and unqualified being. Dasein
in Hegel is the union of being and nothingness,
becoming, determinate being. Truth is in
the transition from being to nothingness,
and from nothingness to being. Hegel wants
to put life into numbed and ossified being.
He seeks to pass from the concept to concrete
being. This is attained by way of recognizing
the ontological nature of the concept itself,
it is being which is filled with interior
life. 'Identity', says Hegel, 'is a definition
of only simple, immediate, dead being, whereas
contradiction is the root of all movement
and vitality. It is only in so far as nothingness
has within itself its contradiction that
it has movement and attains a state of wakefulness
and activity. 3 Dialectic is real life.
But Hegel does not attain to real concreteness.
He remains under the sway of object-ness.
Vladimir Soloviev, who was much under the
influence of Hegel, makes a very valuable
and important distinction between being and
the existent. Being is the predicate of the
existent, which is the subject. We
1 Heidegger: Sein undZeit. Jaspers: Philosophic,
3 Vols. 1 See L. Brunschvicg: Spinose et
ses contemporains, and Le progrls de la conscience
Jans la philosophic occidentals. 3 See Hegel:
The Science of Logic. Vol. II.
94
say: 'this creature is' and 'that sensation
is'. A hypostatization of the predicate takes
place. 1 Various kinds of being are formed
through the abstraction and hypostatization
of attributes and qualities, hi this way
ontologies have been built up which have
constituted a doctrine of abstract being,
rather than of the concrete existent. But
the real subject-matter of philosophy ought
to be, not being in general, but that to
which and to whom being belongs, that is,
the existent, that which exists. A concrete
philosophy is an existential philosophy,
and that Soloviev did not arrive at, he remained
an abstract metaphysician. The doctrine of
the all-in-one is ontological monism. 2
It is not true to say that being is: only
the existent is, only that which exists.
What being tells of a thing is that something
is, it does not speak about what is. The
subject of existence confers being. The concept
of being is logically and grammatically ambiguous,
two meanings are confused in it. Being means
that something is, and it also means that
which is. This second meaning of 'being'
ought to have been discarded. Being appears
as both a subject and a predicate, in the
grammatical sense of those words. In point
of fact, being is a predicate only. Being
is the common, the universal. But the common
has no existence and the universal is only
within that which exists, in the subject
of existence, not in the object. The world
is multiple, everything in it is individual
and single. The universally-common is nothing
but the attainment of the quality of unity
and commonness in this plurality of individualities.
There is some degree of truth in what Rickert
says, that being is a judgment of value,
that the real is the subject- matter of judgment.
From this the mistaken conclusion is drawn
that truth is obligation, rather than being;
the transcendent is only Geltung. Geltung
refers to value not to reality.
When the primacy of obligation over being
is asserted, this
1 See Soloviev: Critique of Abstract Principles,
and The Philosophical Principlesof Pure Knowledge.
2 See S. Frank: The Unfathomable.
95
may seem like the Platonic primacy of the
good over being. But Soloviev says that that
which obliges to be in this world is the
eternally existent in another sphere. A fundamental
question arises: does meaning, the ideal
value, exist and if so in what sense does
it exist? Does a subject of meaning, value,
and idea exist? My answer to this question
is that it does, it exists as spirit. Spirit
moreover is not abstract being, it is that
which concretely exists. Spirit is a reality
of another order than the reality of 'objective'
nature or the 'objectivity' which is born
of reason. Ontology should be replaced by
pneumatology. Existential philosophy departs
from the 'ontologicaT tradition, in which
it sees unconscious objectification. When
Leibniz sees in the monad a simple substance
which enters into a complex organization,
his teaching is about the world harmony of
monads, and what he is most interested in
is the question of simplicity and complexity,
he is still in the power of naturalistic
metaphysics and an objectified ontology.
It is essential to grasp the inter-relations
of such concepts as truth, being, and reality.
Of these terms, reality is the least open
to doubt and the most independent of schools
of philosophical terminology, in the meaning
which it has acquired. But originally it
was connected with res, a thing, and the
impress of an objectified world has been
stamped upon it. Truth again is not simply
that which exists, it is an attained quality
and value, truth is spiritual. That which
is, is not to be venerated simply because
it is. The error of ontologism leads to an
idolatrous attitude towards being. It is
Truth that must be venerated, not being.
Truth moreover exists concretely not in the
world but in the Spirit. The miracle of Christianity
consists in the fact that in it the incarnation
of Truth, of the Logos, of Meaning, appeared,
the incarnation of that which is unique,
singular and unrepeatable; and that incarnation
was not objectification, but an abrupt break
with objectification. It must be constantly
reiterated that spirit is never an object
and that there is no such thing as objective
spirit. Being is only
96
one among the offspring of spirit. But only
the trans-subjective is that which exists,
the existent. Whereas being is merely a product
of hypostatized existence.
Pure ontologism subordinates value to being.
To put it in another way, it is compelled
to regard being as a unique scale and criterion
of value and of truth, of the good and the
beautiful. Being, the nature of being, indeed
is goodness, truth and beauty. The one and
only meaning of goodness, truth and beauty
is in this, that they are-being. And the
reverse side of the matter is similar, the
sole evil, falsehood and ugliness, is non-being,
the denial of being. Ontologism has to recognize
being as God, to deify being and to define
God as being. And this is characteristic
of the kataphatic doctrine of God, and distinguishes
it in principle from the apophatic which
regards God not as being, but as supra-being.
Schelling says that God is not being, but
life. 1 'Life'-it is a better word than 'being'.
But ontological philosophy has a formal likeness
to the philosophy of life, to which 'life'
is the sole standard of truth, goodness and
beauty: life at its maximum is to it die
supreme value. The highest good, the highest
value is defined as the maximum of being
or the maximum of life. And there is no disputing
the fact that one must be, one must live,
before the question of value and good can
be raised at all. There is nothing more sad
and barren than that which the Greeks expressed
by the phrase OVK ov, which is real nothingness.
The words ^ Sv conceal a potentiality, and
this therefore is only half being or being
which is not realized.
Life is more concrete and nearer to us than
being. But the inadequacy of the philosophy
of life consists in this, that it always
has a biological flavour: Nietzsche, Bergson
and Klages illustrate the point. Being indeed
is abstract and has no interior life. Being
can possess the highest qualities, but it
may also not possess them, it can be also
the very lowest. And therefore beine cannot
be a
1 See Schelling: Philosophic der Offenbarung.
97
standard of quality and value. The situation
is always saved when the phrase 'real and
true' is added. But then 'reality and truth*
become the highest standard and appraisal.
It is the attainment of 'real and true' being
which is the aim, not the affirmation of
being at its maximum. This only underlines
the truth that ontologism is a hypostatization
of predicates and qualities. Being acquires
an ariological sense. Value, goodness, truth
and beauty are a vision of quality in existence
and rise above being.
But there is something else still more important
in characterizing ontologism in philosophy.
The recognition of being as the supreme good
and value means the primacy of the common
over what is individual and this is the philosophy
of universals. Being is the world of ideas
which crushes the world of the individual,
the unique, the unrepeatable. The same thing
happens when matter is regarded as the essence
of being. Universalist ontologism cannot
recognize the supreme value of personality:
personality is a means, a tool of the universally
common.
In the most living reality essentia is individual
in its existen-tiality, while the universal
is a creation of reason (Duns Scotus). The
philosophy of ideal values is characterized
by the same crushing of personality, nor
has it any need to oppose the philosophy
of abstract being. Real philosophy is the
philosophy of the concrete living entity
and entities and it is that which corresponds
most closely to Christianity. It is also
the philosophy of concrete spirit, for it
is in spirit that value and idea are to be
found. Meaning also is something which exists
and by its existence is communicated to those
that exist. Being and becoming must have
a living carrier, a subject, a concrete living
entity. That which concretely exists is more
profound than value and comes before it,
and existence goes deeper than being.
Ontologism has been the metaphysics of intellectualism.
But the words 'ontology' and 'ontologism'
are used in a broad sense and not rarely
are identified with metaphysical realism
as a whole. Hartmann says that the irrational
in ontology lies deeper than the
98
irrational in mysticism, for it is beyond
the bounds not only of what can be known,
but also of what can be experienced. 1 But
in this way ontological depth is assigned
a higher (or deeper) level than the possibility
of experience, that is, than existence. This
ontological depth is very like the Unknowable
of Spencer. In Fichte being exists for the
sake of reason and not the other way about.
But being is the offspring of reason and
reason moreover is a function of primary
life or existence. Pascal goes deeper when
he says that man is placed between nothingness
and infinity. This is the existential position
of man, and not an abstraction of thought.
Attempts have been made to stabilize being
and strengthen its position between nothingness
and infinity, between the lower abyss and
the higher, but this has been merely an adjustment
of reason and consciousness to the social
conditions of existence in the objectified
world. But infinity breaks through from below
and from above, acts upon man, and overthrows
stabilized being and established consciousness.
It gives rise to the tragic feeling of life
and to the eschatological outlook.
And this accounts for the fact that what
I call eschatological metaphysics (which
is also an existential metaphysics) is not
ontology. It denies the stabilization of
being and foresees the end of being, because
it regards it as objectification. In this
world indeed being is change, not rest. That
is what is true in Bergson. 2 I have already
said that the problem of the relation between
thinking and being has been put in the wrong
way. The actual statement of the problem
has rested upon failure to understand the
fact that knowledge is the kindling of light
within being, not taking up a position in
front of being as an object.
Apophatic theology is of immense importance
for the understanding of the problem of being.
It is to be seen in Indian religious philosophy
and, in the West, principally in Plotinus,
in the neo-platonists in pseudo- Dionysius
the Areopagite, in Eckhardt, in
1N. Hartmann: Grundziige einer Metaphysik
der Erkenntnis. 2 Bergson: L'?volution creatrice.
99
Nicholas of Cusa and in German speculative
mysticism. Kata-phatic theology rationalized
the idea of God. It applied to God the rational
categories which were worked out in relation
to the object world. And so it has been light-heartedly
asserted, as a basic truth, that God is being.
The kind of thinking which is adapted to
the knowledge of being has been applied to
him, the sort of thinking which is stamped
with the indelible impress of the phenomenal,
natural and historical world. This cosmomorphic
and socio-morphic knowledge of God has led
to the denial of the fundamental religious
truth that God is mystery and that mystery
lies at the heart of all things.
The teaching of kataphatic theology to the
effect that God is being and that he is knowable
in concepts is an expression of theological
naturalism. God is interpreted as nature
and the attributes of nature are transferred
to him (almightiness, for example); just
as in the same sociomorphic way the properties
of power are communicated to him. But God
is not nature, and not being, he is Spirit.
Spirit is not being, it stands higher than
being and is outside objectification. The
God of kataphatic theology is a God who reveals
himself in objectification. It is a doctrine
about what is secondary not about what is
primary. The important religious process
in the world is one of spiritualizing the
human idea of God. 1 The teaching of Eckhardt
about Gottheit as of greater depth than Gott
is profound. Gottheit is mystery and the
concept of creator of the world is not applicable
to Gottheit. God, as the first thing and
the last, is the non-being which is supra-being.
Negative theology recognizes that there is
something higher than being. God is not being.
He is greater and higher, more mysterious
than our rationalized concept of being. Knowledge
of being is not the last thing, nor the first.
The One in Plotinus is on the other side
of being. The depth of the apophatic theology
of Plotinus, however, is distorted by monism
according to which the separate entity issues
from the addition of non- being. This would
1 See R. Otto: Das Heilige.
100
be true, if by 'non-being' we understood
freedom as distinct from nature. Eckhardt's
teaching is not pandieism, it cannot be turned
into the language of rational theology, and
diose who propose to call it theo- pantheism
have a better case. Otto is right when he
speaks of the supra-theism not the anti-theism
of Sankhara and Eckhardt. 1 One must rise
higher than being.
The relation which subsists among God, the
world and man is not to be thought of in
terms of being and necessity. It must be
conceived by thought which is integrated
in the experience of spirit and freedom.
In other words it must be thought of in a
sphere which lies beyond all objectification,
all object power, authority, cause, necessity
and externality, outside all ejection into
die external. The sun outside me denotes
my fall, it ought to have been within me
and to send out its rays from within me.
This is above all of cosmological significance,
and it means that man is a microcosm. 2 But
in the problem which concerns the relations
which subsist between man and God, it certainly
should not be taken to mean pantheistic identity.
That is always evidence of rationalistic
thinking about being in which everything
is either relegated to a place outside, or
identified widi, something. God and man are
not external to each other, nor outside one
another; neither are they identified, the
one nature does not disappear in die other.
But it is impossible to work out adequate
concepts about this, it can be expressed
only in symbols. Symbolic knowledge which
throws a bridge across from one world to
the other, is apophatic.
Knowledge by concepts which are subject to
the restraining laws of logic, is suitable
only to being, which is a secondary objectified
sphere, and does not meet the needs of die
realm of die spirit, which is outside the
sphere of being or of supra-being. The concept
of being has been a confusion of die phenomenal
world widi the noumenal, or die secondary"
with die primary, and of
1 See Otto: West-Oestliche Mystik.
2 See my The Meaning of the Creative Act.
101
predicate with subject. Indian thought took
the right view in asserting that being depends
upon act. Fichte also maintains the existence
of pure act. Being is postulated as an act
of spirit, it is derivative. What is true
does not mean what belongs to being, as mediaeval
scholastic philosophy would have it. Existentia
is not apprehended by the intellect, whereas
essentia is so apprehended, simply because
it is a product of the intellect. What is
true does not mean what belongs to being,
but what belongs to the spirit.
A matter of great importance in the question
of the relation between kataphatic and apophatic
theology, is the working out of the idea
of the Absolute, and this has been in the
main the business of philosophy, rather than
of religion. The Absolute is the boundary
of abstract thought, and what men wish is
to impart a positive character to its negative
character. The Absolute is that which is
separate and self-sufficient, there is in
the Absolute no relation to any other. In
this sense God is not the Absolute, the Absolute
cannot be the Creator, and knows no relation
to anything else. The God of the Bible is
not the Absolute. It might be put in a paradoxical
way by saying that God is the Relative, because
God has a relation to his other, that is
to say to man and to the world, and he knows
the relation of love. The perfection of God
is the perfection of his relation; paradoxically
speaking, it is the absolute perfection of
that relation. Here the state of being absolute
is the predicate not the subject. It is doubtful
whether the distinction can be allowed which
Soloviev draws between the Absolute Existent
and the Absolute which is becoming; there
is no becoming in the Absolute. The Absolute
is the unique, and the thinking mind can
assert this of the Gottheit, though it says
it very poorly.
A real, not verbal, proof of the being of
God is in any case impossible because God
is not being, because being is a term which
belongs to naturalism, whereas the reality
of God is a reality of spirit, of the spiritual
sphere which is outside what belongs to being
or to supra-being. God cannot in any sense
whatever be
102
conceived as an object, not even as the very
highest object. God is not to be found in
the world of objects. Ontological proof shares
in the weakness of all ontologism. The service
which Husserl rendered by his fight against
all forms of naturalistic metaphysics must
be acknowledged. 1 Naturalism understands
the fullness of being in terms of the form
of a material thing, the naturalization of
the mind regards the mind as a part of nature.
But existence bears different meanings in
different spheres. Husserl draws a distinction
between the being of a thing and the being
of the mind. In his view the mind is the
source of all being, and in this respect
he is an idealist. It is the being of consciousness
with which he is concerned.
It is rightly pointed out that there is a
difference between Husserl and Descartes,
in that the latter was not concerned with
an investigation into the various meanings
of existence. But Husserl is concerned with
that, and seeks to pass on from a theory
of knowledge to a theory of being. But he
preserves the ontologism which comes down
from Plato. It is upon being that he keeps
his attention fixed. But there is this further
to be said, that not only things but even
Wesenheiten also exist for the mind only,
and that means that they are exposed to the
process of objectifi-cation. Behind this
lies a different sphere, the sphere of the
spirit. Spirit is not being, but the existent,
that which exists and possesses true existence,
and it is not subject to determination by
any being at all. Spirit is not a principle,
but personality, in other words the highest
form of existence.
Those idealists who have taught that God
is not being, but existence and value, have
simply been teaching, though in a distorted
and diminished form, the eschatological doctrine
of God. God reveals himself in this world
and he is apprehended eschato-logically.
This will become clearer in the last two
chapters of this book. I stand by a philosophy
of spirit, but it differs from the traditional
'spiritualist' metaphysics. Spirit is understood
not as 1 See Levinasse: La Morie de I'intuition
dans kphenomlnologie de Husserl.
103
substance, nor as another nature comparable
with material nature. Spirit is freedom,
not nature: spirit is act, creative act;
nor is it being which is congealed and determined,
albeit after a different fashion. To the
existential philosophy of spirit the natural
material world is a fall, it is the product
of objectification, self-alienation within
existence. But the form of the human body
and the expression of the eyes belong to
spiritual personality and are not opposed
to spirit.
Ontological philosophy is not a philosophy
of freedom. Freedom cannot have its source
in being, nor be determined by being: it
cannot enter into a system of ontological
determinism. Freedom does not suffer the
determining power of being, nor that of the
reason. When Hegel says that the truth of
necessity is freedom he denies the primary
nature of freedom and entirely subordinates
it to necessity. And in no degree does it
help when Hegel asserts that the finite condition
of the world is consciousness of freedom
of the spirit, and the ultimate aim is the
actualization of freedom. Freedom is represented
as the outcome of a necessary world process-as
a gift of necessity. But then, it has to
be said that in Hegel even God is an outcome
of the world process; he becomes within the
world-order. The choice has to be made-either
the primacy of being over freedom, or the
primacy of freedom over being. The choice
settles two types of philosophy. The acceptance
of the primacy of being over freedom is inevitably
either open or disguised determinism. Freedom
cannot be a kind of effect of the determining
and begetting agency of anything or anybody;
it flees into the inexplicable depth, into
the bottomless abyss. And this is acknowledged
by a philosophy which takes as its starting
point the primacy of freedom over being,
freedom which precedes being and all that
belongs to it.
But most of the schools of philosophical
thought are under the sway of determined
and determining being. And that kind of
104
philosophizing is in the power of objectification,
that is of the ejection of human existence
into the external. 'In tht. beginning was
the Logos.' But in the beginning also was
freedom. The Logos was in freedom and freedom
was in the Logos. That, however, is only
one of the aspects of freedom. It has another
aspect, one in which freedom is entirely
external to the Logos and a clash between
the Logos and Freedom takes place. Thus it
is that the life of the world is a drama,
it is full of the sense of tragedy, the antagonism
of diametrically opposed principles occurs
in it. There is an existential dialectic
of freedom: it passes into necessity, freedom
not only liberates, it also enslaves. There
is no smooth development in the process of
reaching perfection. The world lives in stresses
of passion, and the basic theme of its life
is freedom. The philosophical doctrines of
freedom give little satisfaction for the
most part. They shrink from coming into contact
with the mystery of it, and fear to penetrate
into that mystery.
There was real genius in Boehme's teaching
about the Ungrund. It was a vision rather
than a rational doctrine. Boehme was one
of the first to break away from the intellectualism
of Greek and scholastic philosophy, and his
voluntarism is a revelation of the possibility
of freedom for philosophy. He reveals an
interior life and process within the Deity
itself. It is an eternal birth of God, a
self-begetting. The denial of this theogonic
process is a denial of the life of the Godhead.
Franz Baader also says the same. 1 It was
Boehme's view, as it was that of Heraclitus,
that the life of the world is embraced by
fire, which is the fundamental element. Streams
of fire flow through the cosmos: there is
a conflict between light and darkness, between
good and evil. The contradictory, suffering,
and flamingly tragic character of the life
of the world is accounted for by the fact
that before being and deeper than being lies
the Ungrund, the bottomless abyss, irrational
mystery, primordial freedom, which is ntet
derivable from being.
1 See Franz von Baader's Complete works:
Vol. XIII. Vorlesungen und Erlauterungen
zu Jacob Boehme'sLehre. p. 65
105
I reproduce here what I wrote in my essay
on 'The Doctrine of the Ungrund and Freedom
in Jacob Boehme'. 'The doctrine of the Ungrund
answers the need which Boehme felt to come
to grips with the mystery of freedom, the
emergence of evil, the conflict between light
and darkness', Boehme says: 'Ausser der Natur
ist Gott ein Mysterium, verstehet in dem
Nichts; denn ausser der Natur ist das Nichts,
das ist ein Auge der Ewigkeit, ein ungriind-lich
Auge, das in Nichts stehet oder siehet, denn
es ist der Ungrund und dasselbe Auge ist
ein Wille, verstehet ein Sehen nach der Offenbarung,
das Nichts zu finden.'1
The Ungrund, then, is nothingness, the groundless
eye of eternity; and at the same time it
is will, not grounded upon anything, bottomless,
indeterminate will. But this is a nothingness
which is 'Ein Hunger zum Etwas'* At the same
time the Ungrund is freedom. 3 In the darkness
of the Ungrund a fire flames up and this
is freedom, meonic, potential freedom. According
to Boehme freedom is opposed to nature, but
nature emanated from freedom. Freedom is
like nothingness, but from it something emanates.
The hunger of freedom, of the baseless will
for something, must be satisfied.
'Das Nichts macht sich in seiner Lust aus
der Freiheit in der Finsternis des Todes
offenbar, denn das Nichts will nicht ein
Nichts sein, und kann nicht ein Nichts sein.'4
The freedom of the Ungrund is neither light
nor darkness, it is neither good nor evil.
Freedom lies in the darkness and thirsts
for light; and freedom is the cause of light.
'Die Freiheit ist und stehet in der Finsternis,
und gegen der finstern Begierde nach des
Lichts Begierde, sie ergreifet mit dem ewigen
Willen die Finsternis; und die Finsternis
greifet nach dem Lichte der Freiheit und
kann es nicht erreichen denn sie schliesst
sich mit Begierde selber in sich zu, und
macht sich in sich selber zur Finsternis.'5
1 See Jacob Boehme's Sammtliche Werke edited
by Schiller. Vol. IV. pp. 284-5. Vom dreifachen
Leben des Menschen.
a Ibid. Vol. IV. p. 286. 3 Ibid. Vol. IV.
pp. 287-9.
4 Ibid. Vol. IV. p. 406. 5 Ibid. p. 428.
106
I
Apophatically and by way of antinomy, Boehme
describes the mystery which comes to pass
within that depth of being which makes contact
with the original nothingness. Fire flames
up in the darkness and the light begins to
dawn. Nothingness becomes something, groundless
freedom gives birth to nature. For the first
time perhaps in the history of human thought,
Boehme saw that at the basis of being and
superior to being lies groundless freedom,
the passionate desire of nothing to become
something, the darkness in which fire and
light begin to kindle into flame. In other
words he is the founder of metaphysical voluntarism
which was unknown alike to mediaeval thought
and to the thought of the ancient world.
Will, that is, freedom, is the beginning
of everything. But Boehme's thought would
seem to suggest that the Ungrund, the ungrounded
will, lies in the depth of the Godhead and
precedes the Godhead. The Ungrund is indeed
the Godhead of apophatic theology and at
the same time, the abyss, the free nothingness
which precedes God and is outside God. Within
God is nature, a principle distinct from
him. The Primary Godhead, the Divine Nothingness
is on the further side of good and evil,
of light and darkness. The divine Ungrund,
before its emergence, is in the eternity
of the Divine Trinity. God gives birth to
himself, realizes himself out of the Divine
Nothingness. This is a way of thinking about
God akin to that in which Meister Eckhardt
draws a distinction between Gottheit and
Gott. Gott as the Creator of the world and
man is related to creation. He comes to birth
out of the, depth of Gottheit, of the ineffable
Nothingness. This idea lies deep in German
mysticism.
Such a way of thinking about God is characteristic
of apophatic theology. Nothingness is deeper
down and more original than some-thing. Darkness,
which is not in this case evil, is deeper
down and more original than light, and freedom
deeper and more original than all nature.
The God of kataphatic theology, on
107
the other hand, is already some-thing and
means thinking about what is secondary.
'Und der Grund derselben Tinktur ist die
gottliche Weisheit; und der Grund der Weisheit
ist die Dreiheit der ungriindlichen Gottheit,
und der Grund der Dreiheit ist der einige
unerforsch-liche Wille, und des Willens Grund
is das Nichts.'1
Here indeed, we have the theogonic process,
the process of the birth of God in eternity,
in eternal mystery, and it is described according
to the method of apophatic theology. Boehme's
contemplation goes deeper than all the affirmations
of secondary and rationalized kataphatic
doctrines. Boehme establishes the path from
the eternal basis of nature, from the free
will of the Ungrund, that is groundlessness,
to the natural basis of the soul. 2 Nature
is secondary and derivative. Freedom, the
will, is not nature. Freedom is not created.
God is born everywhere and always, he is
at once ground and groundlessness. The Ungmnd
must be understood above all as freedom,
freedom in the darkness.
'Darum so hat sich der ewige frei Wille in
Finsternis, und Qual, sowohl auch durch die
Finsternis in Feuer und Lichte, und in ein
Fremdenreich eingefuhret, auf dass das Nichts
in Etwas erkannt werde, und dass es ein Spiel
habe in seinem Gegenwillen, dass ihm der
freie Wille des Ungrundes im Grunde offenbar
sei, denn ohne Boses mochte kein Grund sein.'3
Freedom has its roots in nothingness, in
the meon, it is in fact the Ungmnd. 'Der
frei Wille ist aus keinem Anfange, auch aus
keinem Grunden nichts gefasset, oder durch
etwas geformet. . . Sein rechter Urstand
ist im Nichts.'4 Here Nichts does not mean
a void; it is more primary than being, since
being is secondary. From this the primacy
of freedom over being follows. The freedom
of the will contains within it both good
and evil, both love and wrath. Light and
darkness alike are also contained in it.
Free
1 See Jacob Boehme's Sdmmtliche Werke edited
by Schiller. Vol. IV. Von der Gnadenwahl.
p. 504.
2 Ibid. Vol. IV. p. 607. » Ibid. Vol. V.
Misterium Magnum, p. 162. «Ibid. Vol. V.
p. 164.
108
will in God is the Ungrund in God, the nothingness
in him. Boehme gives a profound exposition
of the truth about the freedom of God, which
traditional Christian theology also recognizes.
His teaching about the freedom of God goes
deeper than that of Duns Scotus.
'Der ewige Gottliche Verstand ist ein freier
Wille, nicht von Etwas oder durch Etwas entstanden,
er ist sein Selbst eigener Sitz und wohnet
einig und allein in sich Selber; unergriffen
von etwas, denn ausser und vor ihm ist Nichts,
doch auch Selber als ein Nichts. Er ist ein
einiger Wille des Ungrundes, und ist weder
nahe noch feme, weder hoch noch niedrig,
sondern er ist Alles, und doch als ein Nichts'.1
To Boehme, chaos is the root of nature, chaos,
that is to say, freedom. The Ungrund, the
will, is an irrational principle. In the
Godhead itself there is a groundless will,
in other words, an irrational principle.
Darkness and freedom in Boehme are always
correlative and coinherent. Freedom even
is God himself and it was in the beginning
of all things. It would appear that Boehme
was the first in the history of human thought
to locate freedom in the primary foundation
of being, at a greater and more original
depth than any being, deeper and more primary
than God himself. And this was pregnant with
vast consequences in the history of thought.
Such an understanding of the primordial nature
of freedom would have filled both Greek philosophers
and mediaeval scholastics with horror and
alarm. It reveals the possibility of an entirely
different theodicy and anthropodicy. The
primordial mystery is the kindling of light
within dark freedom, within nothingness,
and the consolidation of the world out of
that dark freedom. Boehme writes marvellously
about this in Psychologia vera: 'Denn in
der Finsternis ist der Blitz, und in der
Freiheit das Licht mit der Majestat. Und
ist dieses nur das Scheiden, dass die Finsternis
materialisch macht, da doch'auch kein Wesen
einer Begreiflichkeit ist; sondern finster
Geist und Kraft, eine Erfullung
1 Ibid. Vol. V. p. 193.
109
der Freiheit in sich selber, verstehc in
Begehren, und nicht ausscr: denn ausser ist
die Freiheit.'1
There are two wills, one in the fire and
the other in the light. Fire aftd light are
basic symbols in Boehme. Fire is the beginning
of everything, without it nothing would be,
there would be only Ungrund. 'Und ware Alles
ein Nichts und Ungrund ohne Feuer'.2 The
transition from non-being to being is accomplished
through the kindling of fire out of freedom.
In eternity there is the original will of
the Ungrund which is outside nature and before
it. The philosophical ideas of Fichte and
Hegel, Schopenhauer and E. Hartmann emanated
from this, although they de-Christianized
Boehme. German idealist metaphysics pass
directly from the idea of Ungrund, of the
unconscious, from the primordial act of freedom,
to the world process, not to the Divine Trinity
as in Boehme. The primary mystery of being,
according to Boehme, consists in this, diat
nothingness seeks something.
'Der Ungrund ist ein ewig Nichts, und machet
aber einen ewigen Anfang, als eine Sucht;
denn das Nichts ist eine Sucht nach Etwas:
und da doch auch Nichts ist, das Etwas gebe,
sondern die Sucht ist selber das Geben dessen,
das doch auch Nichts ist bloss eine begehrende
Sucht.'3
In Boehme's teaching freedom is not the ground
of moral responsibility in man. Nor is it
freedom that controls his relations to God
and his neighbour. Freedom is the explanation
of the genesis of being and at the same rime
of the genesis of evil: it is a cosmological
mystery. Boehme gives no rational doctrine
expressed in pure concepts of the Ungrund
and of freedom. He uses the language of symbol
and myth, and it may be just for that reason
that he succeeds in letting in some light
upon that depth the knowledge of which is
not attainable in rational philosophy. Boehme
had a vision of the Ungrund and that vision
became a
1 See Jacob Boehme's Sammtliche Works edited
Schiller. Vol. VI. p. 14
2 Ibid. Vol. VI. p. 60.
8 Ibid. Vol. VI. Mysterium pansophicon. p.
413.
110
fertilizing element in German metaphysics,
which tried to rationalize it.
German metaphysics, as contrasted with Latin
and Greek, was to see an irrational principle
in the primary fount of being, not reason,
which floods the world with light as the
sun does, but will, act. This comes from
Boehme, and beneath the surface his influence
is to be traced in Kant, Fichte, Schelling,
Hegel and Schopenhauer. The possibility of
a philosophy of freedom was brought to light,
a philosophy which rests upon the primacy
of freedom over being. Hegel does not remain
true to the philosophy of freedom, but in
him also the principle enunciated by Boehme
may be seen; he too is bent upon what lies
beyond the boundaries of ontologism. Kant
must be counted as a founder of the philosophy
of freedom.
Everything leads us to the conclusion that
being is not the ultimate depth, that there
is a principle which precedes the emergence
of being and that freedom is bound up with
that principle. Freedom is not ontic but
meonic. Being is a secondary product and
it is always the case that in it freedom
is already limited, and even disappears altogether.
Being is congealed freedom, it is a fire
which has been smothered and has cooled:
but freedom at its fountain head is fiery.
This cooling of the fire, this coagulation
of freedom is in fact objectification. Being
is brought to birth by the transcendental
consciousness as it turns to the object.
Whereas the mystery of primary existence
with its freedom, with its creative fire,
is revealed in the direction of the subject.
Glimpses of the elements of a philosophy
of freedom can already be seen in the greatest
of the schoolmen, Duns Scotus, although he
was still in chains. The influence of Boehme
is of fundamental importance in Kant. It
is also a basic theme in Dostoyevsky, whose
creative work is of great significance in
metaphysics.
The world and man are not in the least what
they look like to the majority of professional
metaphysicians, wholly concentrated in as
these are upon the intellectual side of life
and the process of knowing. It is only a
few of them who have broken through towards
the mystery of existence, and philosophers
belonging to particular academic traditions
least of all. Being has been understood as
idea, thought, reason, nous, ousia, essentia,
because it was indeed a product of reason,
thought, idea. Spirit has seemed to philosophers
to be nous, because out of it the primordial
breath of life was drawn and upon it lay
the stamp of objectifying thought. Kant did
not bring to light the transcendental feelings,
volitions and passions which condition the
objective world of appearances. I am not
referring to psychological passions nor psychological
volitions, but to transcendental, which condition
the world of phenomena from out of the noumenal
world.
Transcendental will and passion are capable
of being transformed, and turned into another
direction, they can reveal a world within
the depth of the subject, in the mind before
it is rationalized and objectified. And then
being itself may appear to us as cooled passion
and congealed freedom. Primary passion lies
in the depth of the world, but it is objectified,
it grows cold, it becomes stabilized, and
self-interest is substituted for it. The
world as passion is turned into the world
as a struggle for life.
Nicolas Hartmann, a typical academic philosopher,
defines the irrational in a negatively epistemological
manner, as that which became part of knowledge.
But the irrational has also a different,
an existential meaning. New passion is needed,
a new passionate will, to melt down the congealed,
determinate world and bring the world of
freedom to light. And such a passion, such
a passionate will can be set aflame on the
summits of consciousness, after all the testing
enquiries of reason. There is a primary,
original passion, the passionate will, which
is also the final and ultimate will. I call
it messianic. It is only by messianic passion
that the world can be transformed and freed
from slavery.
Passion is by nature twofold, it can enslave
and it can liberate. There is fire which
destroys and reduces to ashes, and there
is fire
112
which purifies and creates. Jesus Christ
said that he came to bring down fire from
heaven and desired that it might be kindled.
Fire is the great symbol of a primordial
element in human life and in the life of
the world. The contradictions of which the
life of the world and of man is made up are
akin to the fiery element, which is present
even in our thinking. Creative thought, which
experiences opposition and is set in motion
by it, is fiery thought. Hegel understood
this in the sphere of logic. But the flaming
fiery basis of the world, to which men but
rarely break through because of their dull
prosaic everyday life and to which men of
genius do break through, gives rise to suffering.
Suffering may ruin men, but there is depth
in it, and it can break through the congealed
world of day-to-day routine.
Fire is a physical symbol of spirit. According
to Heraclitus and Boehme the world is embraced
by fire, and Dostoyevsky felt that the world
was volcanic. And this fire is both in cosmic
life and in the depth of man. Boehme revealed
a longing, the longing of nothingness to
become something, the primordial will out
of the abyss. In Nietzsche, the dionysiac
will to power, although it was expressed
in an evil form, was the same fusing and
flaming fire. Bergson's elan vital, although
it is given too academic a form and smacks
of biology, tells us that the metaphysical
ground of the world is creative impulse and
life. Frobenius, in the more restricted sphere
of the philosophy of culture, speaks of alarm,
the grip of emotion, and shock as creative
springs of culture. 1 Shestov always speaks
of a shock as a source of real philosophy.
And in very truth shock is a source of strength
in perceiving the mystery of human existence
and of the existence of the world, the mystery
of destiny. Pascal and Kierkegaard were people
who had been subject to shocks of that kind.
But their words were words of horror and
almost of despair. But if it is in a state
of horror and despair that man moves on his
way, yetTiorror and despair are not a definition
of what the world and man are in their primary
1 See L. Frobenius: Le Destin Jes civilisations.
113
reality and original life. The primary reality,
the original life is creative will, creative
passion, creative fire. Out of this first
source suffering, horror and despair do indeed
arise. In the objective world and in appearances
we already see the cooling process, and the
realm of necessity and law. Man's answer
to the call of God should have been creative
act, in which the fire was still conserved.
But the fall of man had as its result that
the only possible response took the form
of law.
In this the mystery of divine-human relations
is hidden, and it is to be understood not
in an objectified, but in an existential
manner. But the creative passion is preserved
in man even in his fallen state. It is most
clearly seen in creative genius, and it remains
unintelligible to the vast masses of mankind,
submerged as they are in the daily dull routine.
In the depth of man is hidden the creative
passion of love and sympathy, the creative
passion to know and give names to things
(Adam gave names to things), the creative
passion for beauty and power of expression.
Deep down in man is a creative passion for
justice, for taking control of nature: and
there is a general creative passion for a
vital exulting impulse, and ecstasy. On the
other hand, the fall of the object world
is the stifling of creative passion and a
demand that it shall cool down.
The primary reality and original life shows
itself to us in two forms: in the world of
nature, and in the world of history. We shall
see later on that these two forms of the
world, as appearances, are linked with different
sorts of time. While life in nature flows
on in cosmic time, life in history moves
forward in historical time. To metaphysics
of the naturalistic type being is nature,
not necessarily material, but also spiritual
nature. Spirit is naturahzed and understood
as substance. That being so, history which
is preeminently movement in time is subordinated
to nature, and turned into a part of cosmic
life. But the fundamental position of his-toriosophy,
in opposition to the predominating naturalist
philosophy, consists in just this, that it
is not history which is a part of
114
nature, but nature which is a part of history.
In history the destiny and meaning of world
life is brought to light.
It is not in the cycle of cosmic life that
meaning can be revealed, but in movement
within time, in the realization of the messianic
hope. The sources of the philosophy of history
are not to be found in Greek philosophy but
in the Bible. Metaphysical naturalism, which
regards spirit as nature and substance, is
static ontologism. It makes use of the spatial
symbolism of a hierarchical conception of
the cosmos, not of symbols which are associated
with time. But on the other hand to interpret
the world as history, is to take a dynamic
view of it, and this view understands the
emergence of what is new.
Here there is a clash between two types of
Weltanschauung, one of which may be described
as cosmocentricism and the other as anthropocentricism.
But nature and history are under the power
of objectifiestion. The only possible way
out from this objectification is through
history, through the self-revelation in it
of meta-history. It is not found by submerging
it in the cycle of nature. The way out is
always bound up with a third kind of time,
with existential time, the time of inward
existence. It is only a non- objectified
existential philosophy which can arrive at
the mystery and meaning of the history of
the world and of man. But when it is applied
to history existential philosophy becomes
eschatological.
The philosophy of history, which did not
exist so far as Greek philosophy was concerned,
cannot fail to be Christian. History has
a meaning simply because meaning, the Logos,
appeared in it; the God-man became incarnate,
and it has meaning because it is moving towards
the realm of God-Manhood. The theme of what
in a derivative sense is called 'being' is
concerned with the encounter and the reciprocal
action between primordial passionate will,
primordial creative act, primordial freedom,
and the Logos, Meaning. And these are flashes
of freedom, will, longing and passion shining
through by the power of the Logos-Meaning,
through the acquisition of spirituality and
a sense of spiritual
115
freedom. Passion in cosmic life is irrational
in character and subconscious, and it has
to be transformed and become supra-rational
and supra-conscious. We are told about the
destructive nature of passion, and men assign
a supremacy over the passion to reason and
prudence. But the victory over evil and enslaving
passions is also a passionate victory, it
is the victory of radiant light, the light
of a sun, not of objectifying reason. Is
the absence of passion a mistake in nomenclature,
or is it a mistaken idea? The spiritual sun
is not dispassionate. The seed springs up
out of the earth when the sun rays fall on
it.
The latest attempt to construct an ontology
is the work of Heidegger, and he claims that
his ontology is existential. 1 It cannot
be denied that Heidegger's thought displays
great intensity of intellectual effort, concentration
and originality. He is one of the most serious
and interesting philosophers of our time.
His chasing after new phrases and a new terminology
is a little irritating', although he is a
great master in this respect. In every metaphysical
question he rightly takes the whole of metaphysics
into view. One cannot but think it a revealing
and astonishing thing that the latest ontology,
at which this very gifted philosopher of
the West has arrived, is not a theory of
being, but of non- being, of nothingness.
And the most up to date wisdom on the subject
of the life of the world is expressed in
the words 'Nichts nichtet'. The fact that
Heidegger raises the problem of nothingness,
of non-being, and that as contrasted with
Bergson, he recognizes its existence, must
be regarded as a service which we owe to
him. In this respect a kinship with Boehme's
teaching about the Ungrund may be noted.
2 Without nothingness there would be neither
personal existence nor freedom.
But Heidegger is perhaps the most extreme
pessimist in the history of philosophical
thought in the West. In any case his pessimism
is more extreme and more thorough- going
than Schopenhauer's, for the latter was aware
of many things which
1 See his Sein und Zeit. a See Heidegger:
Was ist Metaphysik?
116
were a consolation to him. Moreover, he does
not in actual fact give us either a philosophy
of being, or a philosophy o(Existenz, but
merely a philosophy ofDasein. He is entirely
concerned with the fact that human existence
is cast out into the world. But this being
cast out into the world, into das man, is
the fall. In Heidegger's view the fall belongs
to the structure of being, being strikes
its very roots into commonplace existence.
He says that anxiety is the structure of
being. Anxiety brings being into time.
But from what elevation can all this be seen?
What intelligible meaning can one give it?
Heidegger does not explain whence the power
of getting to know things is acquired. He
looks upon man and die world exclusively
from below, and sees nothing but the lowest
part of them. As a man he is deeply troubled
by this world of care, fear, death and daily
dullness. His philosophy, in which he has
succeeded in seeing a certain bitter truth,
albeit not the final truth, is not existential
philosophy, and the depth of existence does
not make itself felt in it.
This philosophy remains under the sway of
objectification. The state of being cast
out into the world, into das man, is in fact
objectification. But in any case this essay
in ontology has almost nothing in common
with the ontological tradition which descends
from Parmenides and Plato. Nor is it a matter
of chance, it is indeed full of significance,
that this latest of ontologies finds its
support in nothingness which reduces to nothing.
Does this not mean that it is necessary to
reject ontological philosophy and go over
to an existential philosophy of the spirit,
which is not being but which is not non-being
either?
In the next chapter we go on to discuss the
problem of the individual and the universal,
perhaps the most difficult problem of all.
117
CHAPTER IV
I. The reality of the individual and the
reality of the 'common . The controversy
about universal*. The common and the universal.
The common as objectification. 2. Collective
realities and individual realities. Genus,
individual, and personality. 3. The mistakes
of German idealism. Personalism
The controversy between the realists and
the nominalists on the subject of universals
is regarded as characteristic of mediaeval
philosophy. But it is an everlasting controversy
and is constantly being revived in new forms.
It is being renewed even in existential and
personalist philosophy. In this dispute the
issue cannot be decided in the sphere of
logic, and each side can bring plenty of
arguments to the support of its position.
The process of thinking has in itself a tendency
towards the realism of concepts and readily
comes under the sway of the 'common' which
is established by itself. That which the
subject alienates from itself begins to appear
to it as an objective reality. To find a
way out of the controversy which thus arises
is possible only through an egress beyond
the bounds of abstract thought; that is,
by way of an integral act of the spirit which
makes a choice, and establishes values. Thought
sets up a wrong statement of the problem;
it is, so to speak, in bondage to itself.
The ex- teriorization which is brought about
by thought is in fact an act of self- absorption.
There is here a paradox of pure thought which
has ceased to be a function of existence.
It is only existentialist and voluntarist
thought which can acknowledge the primacy
of the
118
uulivulual over the common, and the sovereign
value of per-lonulif y as the existential
centre.
I )uns Scotus thought that the single and
individual was the sole nul of creation and
the most important of things. But this cannot
lie discovered by abstract thought. As a
matter of fact the three Ifuding scholastic
trends in the controversy about universals
state ihr ijiiestion in the wrong way. Some
say universalia sunt ante rem, "i, universalia
sunt realia. The product of thought is projected
nilo tilings. This is a typical result of
objectification. Others say: tiiili't-rsalia
in re. This is an interior degree of objectification.
But it must be admitted that conceptualism
contains a greater measure nl truth than
realism and nominalism. A third group say:
uni-t'malia sunt post rem. In this case thought
regards itself as entirely imprudent upon
the empirical object world and speaks of
what lakes place as the result of the objectification
of human existence. I lie fundamental error
is the confusion of the universal with the
i uuimnn.
Tins confusion of the universal and the common
already exists lu Aristotle. In consequence
of it, universals assume the character of
bring, which dominates over what is individual,
although it IMS no concrete existence. The
universal is quite certainly not the 11 mmon,
it is not the product of abstracting thought
and by no means stands in opposition to what
is individual. There may be an antithesis
between universalism and individualism as
philosophical 11 ends of thought, but not
between the universal and the individual.
The concrete universal may be individual
and individuality. The individual can include
the universal.
The common, the generic, suppresses the individual
and cannot impart any content to it. But
the universal certainly does not mipprcss
the individual. On the contrary it raises
it to the fullness ol existential content.
The common is abstract and exists only in
thought, which tends to self-alienation.
The universal is concrete nd is within actual
existence as that which gives it qualitative
value and fulfilment.
119
God is the most exalted of universals and
at the same time He is the concretely individual.
He is personal. God is the one true and admissible
hypostatization of the universal. It is false
to admit an ideal being outside creatures,
and to make the creatures subject to this
ideal being. 1 The concept is common and
abstract, and to the concept the common and
abstract is the primary reality, while the
individual acquires a secondary, derivative
significance. This view is characteristic
of objectifying thought. Hence it is that
for the theory of knowledge the problem is
ever posed anew-how is the apprehension of
reality possible through a concept, seeing
that in reality everything is individual
and unique? Do the abstract and universal
concepts of the subject correspond with objective
reality?
Hegel aimed at knowledge of the concrete
universal (not of the common) but he does
not provide it. His philosophy only brings
to light the complexity of the problem and
points to a new way of stating it. The realism
of concepts which goes back to Greek philosophy,
and which took control of the philosophy
of the Middle Ages, was indeed the real source
of rationalism, in spite of the fact that
the reverse is usually supposed to be the
case, as a result of the illusions of consciousness,
the illusions of objectifica- tion.
Another side of this rationalism was the
empiricism which was born of nominalism and
recognized only rationalized and secondary
experience. Consistent nominalism has never
been thought out to the end. It ought to
analyze not only the universal, but the individual
also, and it cannot make a halt at any sort
of concrete reality. No kind of concrete
wholeness exists for nominalism, no concrete
unity or concrete image. It is opposed to
personalism no less than the realism of concepts
when this ktter is transferred to the collective
entities. Nominalism and empiricism give
rise to a false atomism. The antithesis of
nominal-
1 Festugiere: Contemplation et vie contemplative
selon Platan, a most remarkable book on Plato.
I20
ism is integral intuition, the intuition
of wholeness, thinking in terms of images,
in which the intellectual is combined with
the emotional.
Realism and nominalism, rationalism anr empiricism
are products of one and the same direction
of the spirit towards self-alienation in
the sphere of objectifying thought. What
is in actual fact real, Is the individual
image, even to think about which individual
images are necessary. Aristotle has been
considered the source of moderate realism
(by Thomas Aquinas, for example). But this
moderate realism, which endeavours to rescue
the individual, has all the same been based
upon the deduction of the partial from the
general, and has postulated the identity
of rational thought with the forms of reality.
To thought which issues from the fundamental
conceptions of Greek philosophy the species
has been more primary than the individual,
man in general has been more primary than
the concrete man, than Socrates, for instance.
The partial exists through the species. Thus,
for Platonism it is knowledge of the common
only that is possible. In opposition to this
stands the theory of knowledge according
to which that which is individual is known,
not by perception through the senses, which
are common to all, but by spiritual intuition,
which is unique and personal.
The realism of concepts gave rise to the
reaction of extreme nominalism, which recognized
the existence of universals only in words
(Roscelin), the verbalism of Occam. But Occam
was obliged to deny even the reality of the
individual. It is existential personalism
alone which can be set over against the erroneous
and illusory solutions .of the problem of
the relation between the universal and the
individual. According to existential personalism,
the universal exists, but it exists as a
qualification of personality. At the same
time personalism breaks open the closed circle
of individual consciousness in empiricism.
In that case, the onto- logical method of
deducing the truth of a thing from its concept
is rejected. Ontologism in reality means
not the primacy of being
121
but the primacy of concept. This is one of
the paradoxes which arise from the illusions
of consciousness.
As opposed to Platonism and scholastic realism,
as opposed to all forms of rationalism, what
is true is not that the world of the senses
is individual and unique, while the world
of ideas, the noumenal world is the world
of the common and the universal; the truth
is that in the phenomenal world of the senses
everything is brought into subjection to
the common, to the species, to law, whereas
in the noumenal world everything is individual
and personal. Pantheism was the logical conclusion
of the realism of concepts. Personalism ought
to be the logical conclusion of the theory
of knowledge which unmasks the illusions
of objectifica-tion and of the dominance
of the 'common'. According to Spinoza, God
loves not individuals but eternal entities.
But it is impossible to love eternal entities.
It is precisely individual people who are
loved by the Christian God.
Philosophical thought, having passed through
Kant, ought to have arrived at a statement
of the problem of the irrational and at a
limitation of the application of concepts
in knowledge. That which is individual is
irrational, and the concept, whose attention
is always directed towards the common, fails
to grasp it. Kant himself had a notable doctrine
of the specification of nature, which has
been left in obscurity. Kant discloses a
law of specification. Capacity for judgment
is the possibility of thinking of the paitial
through the common. 1 The principle of teleology
specifies general laws. In this way the possibility
of getting to know what is individual is
opened up. But all the same it is above all
the tragedy of human knowledge which is revealed
in Kant's philosophy. Knowledge rationalizes
its subject matter and turns it into the
common'. But the actual reality itself is
individual and irrational. This means also
that rational knowledge- objectifies, and
in objectification the truly existent thing
and the truly existent person disappear.
1 See Kant: Kritik der Urteihkraft.
122
Neo-Kantians of the type of Windelband and
Rickert rely upon the problem of the irrational.
Miiller-Freienfells, a representative of
the philosophy of life, says that the common
is a product of the rationalization of what
is individual. 1 Bergson, who follows a different
path from that of Kant and the Kantians,
arrives at the conclusion that reason does
not take knowledge of life, and movement
is unattainable by it. The intellect fabricates.
2 Bergson is here enunciating the same theme
that I express in terms
(if objectification, though he makes use
of a different terminology. 1 le finds a
way out towards reality. His thought is interesting:
the same things which were discovered by
the ancient Greeks as species are discovered
by present day Europeans as laws. This may
throw light upon the shackling of generic
being by laws.
And what is intuition? Is it a vision of
essential substances or a vision of individualities?
The schools of philosophy are divided on
the question. To Husserl, as to the Platonists,
intuition is the vision of essential substances.
This raises the age-long question, is the
noumenal world individual, multiple and susceptible
of movement, or is it single and immovable;
do multiplicity and movement belong only
to the phenomenal world? But if the phenomenal
world, as the subject-matter of knowledge,
is born of rationalization and conceptualization
of a generalizing kind, it is precisely in
it that what is individual and creatively
free disappears, and the common is left supreme.
The real problem of knowledge, however, consists
in this: is it possible to arrive at universal
knowledge of the individual, or does such
knowledge refer only to the common?
Thinking about the individual is of a different
character from thinking about the common,
and what distinguishes it is precisely the
fact that in it there is none of that division
and of that loss of wholeness which accompany
all objectifying knowledge. It is existential
thinking, it reveals the. apprehended reality
as subject
1 See Muller-Freienfells: Philosophie der
Individualitat.
2 See L'Evolution creatrice.
123
not as object. This, in turn, is bound up
with the relevance of intuitive images in
knowledge. Intuition, however, must be understood
not passively, as for instance in Lossky,
to whom objective reality is immediately
present in the process of cognition, but
creatively and actively. Intuition is not
only intellectual in character, an element
which is emotional and volitional also enters
into it. It is a passionate break-through
of the will towards the light, towards truth
as a whole. Then the universal is revealed
in the concrete and individual without crushing
it and turning it into a means. Truth is
not common and abstract, truth is concrete,
it is individually personal. Indeed, the
whole pure Truth is a living Personal Being,
it is the incarnate Logos.
Genus has two meanings; it is used in a natural
and biological sense, and also in a logical
sense. The two meanings are connected with
each other. The generic in the field of logic
is adjusted to the generic in the sphere
of nature and corresponds to it. The genus
crushes the individual, although it is from
the bosom of the genus that the individual
emerges. In the logical scheme, the generic
crushes what is individual. Life in the phenomenal
world is a generic process, it is life shared
in common. We shall see that hurran personality
is a break-through and a rupture in this
natural world, in which the generic and the
common play a dominating part.
There is a dualism running through the life
of the world, it is not continuous and all
of a piece. Present-day physics and notably
the quantum theory, give a special meaning
to discontinuity. Neither the philosophy
nor the science of our day recognizes that
evolutionary monistic philosophy of the nineteenth
century which was bound up with the idea
of continuity. The individual person is a
discontinuity, an interruption. Number is
already an interruption. But the generic
process of life which subordinates individuality
to itself and crushes it, points to a tendency
towards continuity, and in the sphere of
logic this finds expression in the power
of the common. As I have said many times,
the common is the off-
124
spring of objectification and finds both
biological and logical expression. The individual
becomes a part of the genus, while personality
is given a normative character.
Simmel speaks of the dualism of the stream
of life and of individual form; and Jaspers
refers to the position of spirit between
chaos and form. This is one and the same
theme, expressed in different ways. The danger
of the philosophy of life lies in the fact
that it may regard the stream of life as
the primary reality; that is to say, it may
regard the generic and the common as primary,
while it looks upon what is individual as
secondary and derivative. Existential and
personalist philosophy, on the other hand,
does not acquiesce in thinking of what is
individual as a part of the universal. It
does not consent to the subordination of
the personal to the common. In its view the
individual includes the universal.
In actual fact, being is always a generic
principle; there is for being no primogeniture,
no primordial status assigned to personality.
And in the apprehension of being the logos
is adjusted to the generic and the common;
it finds itself in difficulties in apprehending
the individual and personal. Consciousness
itself is understood as a generic process.
Such is the 'consciousness in general' of
German idealism. Prince S. Trubetzkoy uses
the expression 'metaphysical socialism' to
indicate the generic character of consciousness.
Reality has a logical ideal foundation, that
is to say a foundation which is generic,
universally common, 'objective'. But in reality,
the universally common, the ideal, the generic,
the 'objective' proceeds from the subjective
work of the reason, from a process of objectification.
Deeper than the ideal logical foundations
of world reality, lies the act through which
all reality exists. The generic logical process
is a process of socialization and the form
of social relations among men sets its stamp
upon the very categories of logical thought.
The compelling power of logic is a social
compulsion. A conflict goes on in the world
between freedom and generic being, between
spirit and necessity. Man ought
125
to be dependent not upon generic nature,
not upon the object, but upon spirit. But
the paradoxical and conflicting character
of the relations between the individually
personal and the generic, objective nature
of the world, cannot be resolved wida-in
the confines of this world and the limits
of conceptual logical thought.
The question of what are known as collective,
suprapersonal realities and communities,
or collective 'symphonic' personalities,
is one of great difficulty and it still remains
an unsolved problem. It is, of course, connected
with the controversy about realism and nominalism,
but present-day thought, which is steeped
in sociology, raises the question from entirely
new angles. The conflict is carried on not
so much in the sphere of logic as it was
in mediaeval philosophy, as in the sphere
of sociology. And it is quite understandable
that the question should become particularly
acute in the realm of sociology.
The question of the sense in which collective
communities exist and represent realities,
and whether it is possible to recognize the
existence of collective personalities cannot
be decided by rational, conceptual knowledge.
The decision presupposes a choice, a line
taken by the will, an act of moral appraisal.
1 The choice of the will and the establishment
of a hierarchy of values create realities.
The act of volition is objectified, the chosen
qualities are hypostatized. Man lives in
the midst of realities which are created
by himself. What presents itself to him as
most objectively actual and in the highest
degree real, is the objectification of the
subject's intention, the hypostatization
of its qualitative states.
Man's inclination for self-alienation and
self-enslavement
1N. Mikhailovsky, a sociologist of the seventies
of the last century, expressed some very
true thoughts about the subjective method
in sociology; he fought for individuality,
and exposed the organic theory of society
which is hostile to the individual. But his
mind was not trained in philosophy; he was
a positivist, and was unable to provide a
basis for his point of view.
126
is one of the most astonishing things in
the life of the world. To the man who has
made for himself an idol out of the nation
or the State, the nation and the State are
realities immeasurably greater and more 'objective'
than man, than personality; in any case realities
which are more primary and more dominant.
All nationalists and Statists are like that.
The nation and the State do, of course, represent
a certain degree of reality in world life,
but their overwhelming grandiose and compelling
'objectivity' is created by the 'subjective'
state of society, by the beliefs of the people,
by the objectification of a state of mind.
The supremacy of society over the human person
is a fact which is both not open to doubt
and objectively coercive to those who are
overwhelmed by a view of human existence
from outside, or by an idolatrous attitude
towards society as the highest thing in their
scale of values. Such is the point of view
of sociologists of the type of Durkheim.
In exactly the same way one might assert
the absolute supremacy and dominance of the
world as a whole, the cosmos, over man and
his interior life, and thus fall into an
idolatrous attitude to the cosmos. 1
In all these cases the nation, the State,
society or the cosmos are regarded as primary
totalities and realities in relation to which
man is nothing but a subordinate part. The
genus is a greater and more primary reality
than the individual, and this alike in the
sphere of logic and in the realm of biology.
Such is the 'objective' 'eccentric' way of
regarding the world, society and man. It
is impossible to confute those who have taken
a firm stand upon such a point of view and
solidly established themselves in projected
realities. The cosmic whole, society, the
nation and the State are linked with powerful
human emotions. And the most difficult thing
of all is to refutejudgments which are born
of such emotions when they are exteriorized
and turned into objective realities. The
realism of concepts when transferred to sociology
is protected by the emotions, passions and
wills of men and women and of 1 See my Slavery
and Freedom. An Essay in Personalist Philosophy.
127
social groups. A radical change of thought
is needed if judgments in this field of thought
are to be changed.
The way in which Marx (who naively considered
himself a materialist) applied logical realism
in the mediaeval sense to his conception
of class as a primary reality on a deeper
level than society or than man, is astounding.
The idea of the proletariat in Marx is not
a scientific but a messianic idea. He fought
passionately and with indignation for the
liberation of the working class from the
oppression and slavery which is its lot in
capitalist society. And he objectified his
passionate emotions, he hypostat-ized the
oppression and the revolt of labouring men,
he turned moral judgments into ontological
judgment. The labouring class exists as an
empirical reality within capitalist societies
and Marx said a great deal that is true about
its position. But it certainly does not exist
as a reality that can be apprehended by the
mind; in the Marxist sense it does not exist
as a universal. In the same way there exist
no similar realities of the cosmic whole,
society, the nation or the State; they are
objectifications and hypostatizations of
ancient emotions, desires and passions.
Collective realities are the outcome of objectification
in various degrees, of the projection into
the external of states of consciousness and
the arranging of them in hierarchical order.
Existentially, at the deeper, subjective
level, which does not belong to the objective
natural and social world, I do not accept
the mastery and dominance of the genus over
the individual, or of the nation, State or
society over human personality. I do not
want to make a corresponding objectification;
I take my stand upon a different scale of
values, one in which human personality, unique,
unrepeatable and irreplaceable is the highest
value of all. Spirit, which reveals itself
in the depth of the subject, makes its judgments
in a different way, and establishes realities
in another fashion, than nature and society,
which have revealed themselves in the object.
The collective group mind, which always objectifies,
distorts human judgments about realities.
128
Logical realism may be a form of social suggestion
and a state of hypnosis. And human personality
is called upon to wage a heroic struggle
for its emancipation. The fight for personality
is a fight on behalf of the spirit. Nor is
there a greater foe of spirit and spiritual
freedom than objectified collective realities.
And this foe is so much the more terrible
in that it pretends to be spirit. It is an
astonishing thing that again nominalism,
having reached its triumph in positivism,
has led to new forms of the realism of concepts,
for example, in sociology. At the present
time man experiences real social slavery.
The socialization and nationalization of
slavery is taking place.
Collective realities may be regarded as individualities,
but not by any means as personalities; they
have no existential centre and are not capable
of experiencing suffering and joy. The existential
subject, whether of the cosmos, of society,
of the nation or of the State, can be sought
only in existing man, in the qualitative
character of personality. The universal is
found in what is individual, the suprapersonal
in the person. Man is a microcosmos and a
microtheos. It is in the depth of man that
world history works itself out and society
is assembled and dissolved. But the micro-cosmic
nature of man undergoes a process of exteriorization,
it is projected into the external, its qualities
are hypostatized, and realities are objectified
which have no existential centre.
There are no such things as nations, States
and societies existing as collective common
realities which stand on a higher level than
personality and turn it into a part of themselves.
But there is such a thing as, for instance,
'Russianness' which exists as a qualitative
factor uniting like to like among people
and charging the life of personality to the
full with concrete content. There is that
community and communion among men and women
without which personality is unable to realize
itself, and there are functions of the State
which are necessary to the corporate life
of men.
Man is both a cosmic being and a social being.
Personality realizes itself in both cosmic
and social relations. But projection
129
into the external, and alienation from self,
the state of affairs in which nature and
society are represented as acting upon man
from without, and with compelling force,
are evidence of the Fall of Man. There is
nothing universal outside human personality
and above it, but the universal does exist
within it. And when this universal is transcendent,
it is still all the while within man and
not outside him.
Leibniz would not allow the action of monad
upon monad, acting from without. There was
a measure of truth in this. But a solution
of the problem of interaction in the spirit
of occasionalism is external and unsatisfying.
The monad is not bottled up in itself, it
does not lack windows and doors.
But the fall of the monads at once finds
expression in then-seclusion from true communion
and unity and in their excessive exposure
to coercive action from without. The monad
loses its character of a microcosm as a result
of alienation, the projection into the external
of that which ought to be within, and is
subjected to the forcible action of nature
and society in their capacity of forces established
as external things. The sun no longer shines
from within man. Nature has become the object
of external technical activity on the part
of man. Nature as subject is to him a hidden
thing. Personality is empty unless it is
filled with supra-personal values and qualities,
unless by means of creative acts it moves
outwards and upwards beyond its own confines,
unless it triumphs over itself and in so
doing realizes itself.
But man has an unconquerable disposition
to idolatry and servitude; he inclines to
alienate the depth of his own proper nature
and to turn it into a reality which stands
over him and issues its orders to him. A
certain element of truth about the alienation
of human nature and its projection into the
external was revealed to Feuer-b'ach, but
it is truth which is related not to God,
but to human powers and qualities which are
represented as realities external to man.
1 In objectification, in the self-alienation
of spirit, the genus
1 There are flashes of genius in Feuerbach's
Das Wesen des Chnstentums.
130
and the generic dominate over what is individual
and personal. Sham universals and a false
'common' are accepted not by way of abstraction
from sensuous experience as the empiricists
suppose, but by way of exiling into the external
that which is interior and a datum in the
spiritual experience of man.
As part of the problem of collective realities
the question of the Church is one of especial
difficulty. In what sense is the Church a
reality? The Church as an objective reality
which stands at a higher level than man is
a social institution, and in that sense is
the objectification of religious life; it
is an adaptation of spirit to social conditions.
But in its depth the Church is the life of
the spirit, it is spiritual life. It is a
miraculous life which is not subject to social
laws; it is a community, a brotherhood of
men in Christ. It is the mysterious life
of Christ within a human communion, it is
a mysterious entering into communion with
Christ. In this sense the Church is freedom
and love, and there is no external authority
in it, there is no necessity and no coercive
force. What is in it is freedom enlightened
by grace. And this is what Khomy-akov calls
sobomost. Sobornost is not a collective reality
which stands higher than man and issues its
orders to him. It is the highest spiritual
qualitative power in men; it is entering
into the communion of the living and the
dead. This sobomost can have no rational
juridical expression. Each must take upon
himself responsibility for all. No one may
separate himself from the world whole, although
at the same time he ought not to regard himself
as part of a whole.
The whole tragic character of the history
of the Church lies in this its two-sided
nature. The Church is not a personality,
it is not an ontological reality in relation
to which human personality would be a subordinate
part. The Church as an ontological reality
which stands above man, is the objectification
of inward sobomost; it is a projection of
it into the external. There is no existential
centre of the Church except Christ himself.
The expression 'Church consciousness' is
merely a metaphorical phrase
131
like the expression 'national consciousness'
or 'class consciousness'. The objectification
of the Church has been a source of slavery;
it has also given rise to the clericalism
which has been so destructive to spiritual
life.
The traditional way of putting the problem
about the visible and the invisible Church
which arises in course of disputes between
the Orthodox and Roman Catholics on the one
hand and the Protestants on the other, is
mistaken. The distinction between 'visible'
and 'invisible' is a relative one, and the
marks of visibility and invisibility change
in accordance with the volitional acts of
those who form the judgment. In the celebration
of the Mystery of the Eucharist there are
signs which are outward and visible to sensuous
perception. But at the same time there is
no doubt that the sacrament of the Eucharist
is invisible, and is accomplished in a mysterious
sphere which is hidden from the phenomenal
world, a sphere which is accessible to faith
alone, which draws aside the veil from things
which are invisible. The Church is visible,
it has a whole series of visible marks: the
sacred building constructed of stone, the
act of worship which is expressed in human
words and action, the parochial meetings,
the authority of the hierarchy which is very
similar to hierarchical authority in the
State. But the mysterious presence of Christ
in the Church is invisible, it is not offered
to the perception of the senses, it is discovered
only by faith.
The Church is a visible reality, but this
visible reality has a symbolic character
and in it there are given only signs of a
different reality, which is spiritual. The
noumenal side of the Church is real spirit,
not nature and society; it is the Kingdom
of God which cometh not with observation.
The phenomenal side of the Church, however,
is the objectification and symbolization
of spirit. The Church as spirit is a reality
which exists within human beings, not outside
them and not above them as objective universals
do. In this sense the Church is an illuminated
and transfigured world, an illuminated and
transfigured society.
132
I repeat, the question of the supreme value
of personality, of the supremacy of what
is personal and individual over the common,
and the controversy about universals, are
not open to intellectual and rational solution;
a solution is to be found only through the
moral will which establishes values, only
through volitional choice. The secret of
personality, the existential mystery, is
revealed only in the creative life of the
spirit as a whole. It is a spiritual conflict.
False objectified universals, false collective
realities must be overthrown in the combat
which the spirit wages.
The establishment of value is of the first
importance in the matter of judgments about
reality. People regard such and such a thing
as a reality, and even as the highest value,
because they had already chosen it as a value
beforehand. The State is accepted as an ontological
reality because people see a high value in
it, because they love the principle of authority.
This phenomenal natural world, this 'objective'
world they look upon as absolutely real.
They bow with reverent submission before
the grandiose scale of it, before its coercive
power, because they are tied to it and adjusted
to it by the whole structure of their minds.
Man always lives not only in the 'empirical'
world but also in the world of 'ideas', and
the ideas by which it is determined are of
a character which is above all concerned
with value.
Up to the time of birth the soul has been
united with the universal mind. The union
of soul and body gives rise to a relation
with the world of sense, but the recollection
of ideas remains. Philosophy does not know
what this particular man here is, but only
what man in general is. Such was the doctrine
of Platonism. It was not a doctrine of achieved
personality, but of achieved race, aclu'eved
society. The individual soul emanates from
the universal foul.
Plato's influence upon European thought has
been enormous and decisive. The distinction
between the world of ideas, the
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noumenal -world, and the phenomenal world
of the senses was a great discovery. But
the secret of personality was not revealed.
It was not revealed in Indian philosophy
either, to which the existence of the separate
soul is an illusion. 1 In Atman the individual
ego loses itself. There is an identification
of all souls with the universal soul. Such
is the meaning of tat twam asi. It is true
that Jainism admits the existence of a plurality
of souls and gives an appearance of preserving
individuality, but the prevalent teaching
is otherwise.
Mediaeval scholastic philosophy, and Thomist
philosophy in particular, found great difficulty
in the problem of individuality. The individualization
of matter in reality indicated the denial
of the individual. As a matter of philosophy
Aweroes was in the right. The quarrel with
him was on religious grounds, since the Christian
faith demanded individual immortality. Form
was universal. This meant that only what
is universal could be founded on the basis
of spirit; what is individual could not be
so grounded. Plurality and, therefore, individuality
were regarded as belonging to the world of
the senses only.
The most astonishing thing is the fate of
German metaphysics in regard to this question.
It began as a philosophy of the ego, of the
subject, and arrived at the denial of the
individual ego, it arrived at a monism in
which personality disappears. In Fichte the
individual ego is merely a part of the great
whole. Personality disappears in the contemplation
of the end. The ego from which Fichte starts
on his philosophical journey is not an individual
ego. To him the individual man is an instrument
of reason. This constitutes the difference
between Fichte and Kant who alone among the
great idealists in German philosophy came
close to personal-ism. Hegel was a most extreme
anti-personalist. To him to think
1 The reservation must be made that not all
the theories of Indian philosophy have been
monistic and denied what is individual. Vaiseshika
is a pluralist ontology. Ramanuja came near
to theism. But a monistic interpretation
of the identity of Atman and Brahman and
of the illusory character of a pluralist
world has been predominant.
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meant to bring the universal into form. 1
Religion was to Hegel the self-consciousness
of the absolute spirit in the finite. Religion
was not a relation of man to God but the
self
-consciousness of God in man. It might be
said that the philosophy of Hegel enhances
man immeasurably in making him the source
of the self-consciousness of God, and at
the same time completely degrades him by
denving all independence to human nature.
This is characteristic of monism. Schopenhauer
was also an anti-personalist, though in a
different way.
German idealism sacrificed the soul in the
interests of absolute spirit. The absolute
spirit crushes the personal spirit, it devours
man. And there ought to be a revolt of man,
a rebellion of the human soul against the
absolute spirit. The philosophy of absolute
spirit began with the proclamation of the
autonomy of human reason. It ended in the
denial of human personality, in its subjugation
to collective communities and objectified
universals. Philosophical thought has disclosed
a very complex dialectic in the relations
between die individual and the common, between
personality and universals. A dialectic in
the relations between personality and society
is to be found in Plato, Rousseau, Hegel,
Feuerbach, Max Stirner, Marx, Nietzsche,
Dostoyevsky, K. Leontiev and Kierkegaard.
The political dieorists, Rousseau and Marx,
who were inspirers of revolution, constructed
ideologies which are highly unfavourable
to personality, to the very statement of
the problem of personality. Dostoyevsky and
Kierkegaard enunciated the problem of personality
and personal destiny more trenchantly than
anyone else.
I have already written enough about the distinction
between die individual and personality. 2
I repeat that die individual is a naturalistic
and sociological category. The individual
is born widiin the generic process and belongs
to the natural world.
1 See Hegel's small logic in his Enzyclopadie
ancl the great Science of Logic.
2 See a book by Ch. Baudouin which has recently
been published, Dhouverte de la Personne.
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Personality, on the other hand, is a spiritual
and ethical category. It is not bom of a
father and mother, it is created spiritually
and gives actual effect to the divine idea
of man. Personality is not nature, it is
freedom, and it is spirit. It might be said
that personality is not man as phenomenon,
but man as noumenon, if such terminology
had not too much of an epistemological flavour
about it.
Of the individual it may be said that he
is part of the race and of society, but an
inseparable part of it; whereas personality
is not to be thought of as a part of any
whole whatever. It is outside the world,
it is spiritual and it invades the natural
and social order with a claim to be its own
end and the supreme value, with a claim to
be a whole and not a part. Human personality
is a break with the world order. It is an
integral form, it is not constituted from
parts, and it has mutual relations with other
forms, social and physical. But man is spiritual
personality, whereas other forms may not
be personalities. Totality, wholeness, the
supremacy of the whole over the parts-such
ideas have reference to personality only.
The natural world, society, the State, the
nation and the rest are partial, and their
claim to totality is an enslaving lie, which
is born of the idolatry of men. Collective
substances (aggregates) are not real. The
fact is that the soul within its own thought
imparts a unity to them. The soul of man
consolidates realities which bring it into
subjection to necessity and into a state
of servitude. It is true that such a whole
as, for instance, society, is not only the
sum of its parts and a social union of human
beings, it also possesses properties which
do not exist in men and women taken separately.
The atomic doctrine of society is an error.
But this truth has no sort of bearing upon
our subject of personality. The universal,
the cosmic, the social, are within human
personality. The separate man is a cosmic
and social being to start with; he is already
a whole world.
Human personality is not to be thought of
in the abstract and
136
in isolation. It is a cosmic and social being,
not because it is determined by nature and
society in the sense of having a cosmic and
social content bestowed upon it from outside,
but because man bears within him the image
of God and is summoned to the Kingdom of
God. In the process of its self-realization
personality ought to carry on a campaign
against the objectification which enslaves
it, against the estrangement and exteriorization
which creates the order of nature and brings
men into subjection to itself as part of
it.
The existence of personality with its infinite
aspirations, with its unique and unrepeatable
destiny is a paradox in the objectified world
of nature. It is placed face to face with
a world environment which is alien to it,
and it has tried to accept that world as
a world harmony. The conflict of human personality
with the world harmony, the challenge of
the world harmony, is a fundamental theme
in personalist philosophy. No one has stated
it with such power and trenchancy as Dostoyevsky.
The world and world harmony must be brought
to an end for the very reason that the theme
of personality is insoluble within the confines
of the world and history, and because the
world harmony in this aeon of the world is
a mockery of the tragic fate of man.
The supreme value of personality, the supreme
truth of per-sonalism cannot be demonstrated
as a proposition of objective ontology, it
is affirmed by the moral will which assumes
that value is a choice on the part of freedom.
The supremacy of freedom over being is the
supremacy of ethics over ontology. Personality
is an exception. The apprehension of personality
is the apprehension of an exception. But
the exceptional apprehension of the individual
may be unconditional and absolute. It is
a passionate apprehension and the revelation
which is granted to it is not of an object
but of the subject.
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