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![]() Hume's Nominalism and the empiricist "deconstruction" of substance, self, and identity |
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Dr. Charles Ess
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| A Short Biography of this Distinguished and Highly Respected
Research Professor, Interdisciplinary Studies
Professor, Philosophy and Religion can be
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| Hume Introductory themes
Hume's nominalism and the empiricist "deconstruction"
of substance, self, and identity The external world Causality and Inductive Inference (empiricism
as leading the bankruptcy of the Baconian/Cartesian
dream of a certain natural science) God The empiricist attack on rationalistic ethics (In contrast with Hobbes, however, Hume's
empiricist ethics involve) a critique of
egoism - nor do they land in ethical relativism Difficulties, alternatives, and the character
of Humean skepticism Schematic summary: "Modernity"
and the Crisis of Legitimation Four Introductory Themes:
1. Modern theme - Epistemology; limits of
reason:
Following Locke/Berkeley's "critical
turn," he asserts "... the only
method of freeing learning, at once, from
these abstruse questions is to enquire seriously
into the nature of human understanding and
show, from an exact analysis of its powers
and capacity, that it is by no means fitted
for such remote and abstruse subjects."
(298 Kant)
Empirical criterion of meaning (modern concur
with language, second to epistemology)
Restates Locke's theory of ideas: abandons
the Lockean distinction between ideas of
sensation and ideas of reflection (resting
on a metaphysical assumption - ?)
Basic distinction between impressions//ideas
(Well-known sentence: "the most lively
thought is still inferior to the dullest
sensation.")
2. Empiricism:
Further: "... all our ideas or more
feeble perceptions are copies of our impressions
or more lively ones." (300)
3. "Atomism" - 300
This (still Locke-like) understanding then
leads to the empirical. Jones identifies
the resulting empirical criterion of meaning
as the claim that "a term has meaning
(that is, names an idea only if there is
an impression or combination of impressions
of which it is a copy."
4. Criterion of Meaning:
"When we entertain, therefore, any suspicion
that a philosophical term is employed without
any meaning or idea (as is but too frequent),
we need but enquire, from what impression
is that supposed idea derived? And if it
be impossible to assign any, this will serve
to confirm our suspicion." (p. 301)
If we start with difference, connection becomes
a problem. While Hume is careful not to covertly
assume that impressions come from are caused
by an external world - he did, following
the predominate model of the time, assume
a psychological atomism: "Like Locke,
Hume simply took for granted that every item
in consciousness - every impression and every
idea - is a distinct, separate, isolated
unit." This assumption - dominated psychology
for more than a century. It led to the further
assumption that the main business of psychology
was to find the laws by which the supposedly
separate "atoms" of experience
become "associated."
Atomism and the "Laws" of the association
of ideas
So how do atomistic ideas fall into regular
order? - Laws (just as "laws of nature"
define the behaviour of atoms)
"Laws" of the association of ideas
a) resemblance b) contiguity c) cause and
effect These laws explain the emergence of
complex ideas (e. g. "triangle",
"justice", "government",
or "conquest") from an original
acquaintance w/simple objects
Hume's Nominalism and the empiricist "deconstruction"
of substance, self, identity
"Nominalism was the inevitable result
of
(1) this criterion of meaning and (2) the psychological doctrine that impressions
are 'particular in their nature and at the
same time finite in their number.' On this
basis there could obviously be no 'real'
universals, and Hume's argument for nominalism
could, in effect, be a challenge: Show me
a universal; I will believe it when you point
it out to me. But you never show me more
than (1) a term, (2) a number of particulars, or (3) a habit." As Jones goes on to say,
A philosophy that proposes to get on without
universals is something of a novelty. There
had been nominalists in the Middle Ages,
but they had been able to rely on God's omnipotent
will. Hobbes, too, had been a nominalist,
but he had been less interested in epistemological
questions than in political ones. Locke and
Berkeley, who had been interested in epistemological
questions, had inconsistently allowed themselves
all sorts of universals, as well as spiritual
activities and causes." Hume was so
thorough in developing the implications of
his empirical and nominalistic starting point
- that much of what traditional philosophy
had held to be true and important turned
out to be not merely false but nonsensical.
[See my Notes on Realism, Nominalism, and
Conceptualism; and nominalism in Hobbes,
including the association between nominalism
and relativism in Hobbes, and the parallel
association between nominalism and anti-rationalism
in Hobbes] Use as examples here: a) Drury
University; b) time
Beginning with substance. Unlike Berkeley,
Hume did not try to exempt spiritual substance
from his argument
the idea of substance
(1) cannot be derived from impressions of
sensation - would then have colour, taste,
sound (2) impressions of reflexion resolve themselves
into our passions and emotions; none of which
can possibly represent a substance,"
We have therefore no idea of substance, distinct
from that of a collection of particular qualities,
nor have we any other meaning when we either
talk or reason concerning it." (304)
self - see pp. 304f.; concluding with
... I may venture to affirm of the rest of
mankind, that they are nothing but a bundle
or collection of different perceptions, which
succeed each other w/an inconceivable rapidity,
and are in a perpetual flux and movement
. . . . The mind is a kind of theatre, where
several perceptions successively make their
appearance; pass, re-pass, glide away, and
mingle in an infinite variety of postures
and situations. There is properly no simplicity
in it at one time, nor identity in different;
whatever natural propension we may have to
imagine that simplicity and identity." (hence" identity crisis") Analysis
of identity - 305 ff. concluding with
"The identity, which we ascribe to the
mind of man, is only a fictitious one, and
of a like kind with that which we ascribe
to vegetables and animal bodies. It cannot,
therefore, have a different origin, but must
proceed from a like operation of the imagination
upon like objects." "The whole
of this doctrine leads us to a conclusion,
which is of great importance in the present
affair, viz. that all the nice and subtle
questions concerning personal identity can
never possibly be decided, and are to be
regarded rather as grammatical than as philosophical
difficulties." Comments * cf. Descartes'
assumption of identity, self, etc. -
the "idealism" of personal identity
as source of "judgment of identity"
in the world. With loss of identity as a
reality - ?
** cf. Wittgenstein, the "linguistic
turn" - as part of a modern tradition
The external world
Hume did not deny, or even doubt, that there
is a world outside man and his experience.
He was merely concerned to show that neither
he nor anyone else can produce any evidence
to justify this belief: The arguments by
which philosophers have sought to prove that
an external world exists are all invalid.
Hume's case against the philosophers consists
merely in pressing home the consequences
of the representative theory of perception.
"the mind has never anything present
to it but the perceptions, and cannot possibly
reach any experience of their connection
with objects. The supposition of such a connexion
. . . is, therefore without any foundation
in reasoning." Again, Hume neatly foreshadows
here the Kantian claim regarding knowledge.
The problem of the relation between phenomena
and the underlying things in themselves is
foreshadowed here in terms of a supposition
of a connection between perceptions and objects.
Issues in a Berkeley-like account of the
external world: "That our senses offer
not their impressions as the images of something
distinct, or independent, and external, is
evident; because they convey to us nothing
but a single perception, and never give us
the least intimation of any thing beyond
. . . ."
Rather, as w/ the notion of identity, imagination
works to produce a notion of an external
world: see pp. 312ff.
Identical objects as independent - and thus
- Jones' summary:
If Hume's analysis is correct, there are
no grounds for our belief in the existence
of material objects and an external world.
Or rather, the grounds are not logical; they
are psychological. They lie in an empirically
verifiable property of our imagination, namely,
its tendency to bridge, or fill, any intervals
between constant and coherent data. We create
our world by way of imagination.
a) the Cartesian heritage: we remain cut
off from an external world, the result of
the analytical, inward turn b) problem: how
"empirically verifiable" is imagination?
In any case, leads to - as Jones points out
- a clear tension between reason and nature:
the grounds for our belief in the existence
of material objects and an external world
are psychological - not logical. "They
lie in an empirically verifiable property
of our imagination, namely, its tendency
to bridge, or fill, any interval between
constant and coherent data." (p. 313f.)
Causality and Inductive Inference
-- Jones points out that natural science
depends upon a belief in the uniformity of
nature - as the further basis for acceptance
of induction.
Before Hume, the usual answer to the question
- what justifies our belief in the uniformity
of nature - was in terms of causal necessity.
"every event that occurs has some cause
that necessarily produces it." Because
the new science assumed this - and seemed
successful in its prediction of events, this
success seemed to confirm the assumption
(illustrate as an example of fallacy of affirming
the consequent).
But as Hume saw, "There are no ideas,
which occur in metaphysics, more obscure
and uncertain, than those of power, force,
energy or necessary connexion, of which it
is every moment necessary for us to treat
in all our disquisitions." (315)
First of all, "when we look about us
towards external objects, and consider the
operation of causes, we are never able, in
a single instance, to discover any power
or necessary connexion; any quality; which
binds the effect to the cause, and renders
the one an infallible consequence of the
other. We only find, that the one does actually,
in fact, follow the other . . . . There is
not, in any single, particular instance of
cause and effect, anything which can suggest
the idea of power or necessary connexion."
(p.315)
(Notice - attack on Locke's account of origin
of idea of cause (p. 250) - theme of reason's
self- criticism)
Thus, the whole experiential origin of the
supposedly profound idea that there is a
necessary connection between cause and effect
amounts to no more than (1) a repeated sequence
of impressions and (2) the expectation that
on its next occurrence, the first impression
of the sequence will again be followed by
the second. There is no reason in the nature
of things why any event should not be followed
by any other event whatever. It just happens
that some events follow other events consistently
and that, when they have done so often enough,
we expect them to continue to do so. This
is all there is to causality. Like our idea
of identity, our idea of necessary connection
is derived from something in us, not in the
object; like the idea of identity, it is
grounded in the human imagination, not in
the rationality of the universe. (319) As
a consequence of destroying these fundamental,
metaphysical assumptions of Newtonian/Cartesian
science - as w/Berkeley, the claims of science
to establishing a body of knowledge about
a reality - now, the claims of science to
establish a demonstratively certain knowledge
about the world - are bankrupt.
Quite simply, induction rests on the inexplicable
assumption that the future will resemble
the past. While we make this assumption -
there is no demonstration for it, nor can
it be certain. What can be certain is deductive
reasoning: but, as Hume points out, these
do not concern fact and existence. (Circularity
of any argument for this view)
In short, the Baconian-Cartesian dream of
an absolutely certain science - i. e., a
deductive science - of nature, has proven
- in light of the empiricist criterion itself
- to be impossible.
"If Hume was correct, the sciences are
limited to historical statements. They can
only report past observations." ect.,
p. 321
In particular, Hume reestablishes the distinction
blurred by Descartes: Geometry, Algebra,
and Arithmetic as knowledge of the relations
of ideas can be certain: but they have no
immediate relation to matter of fact.
(problem of relation w/Mathematics/reality
re-emerges)
(Jones section on mathematics works to reiterate
this point, i. e., that Hume was "fundamentally
antagonistic to claims of rationalist philosophers
that a prior insights into the nature of
reality can be derived from mathematics."
(325) God Fairly clearly, Hume will reject all forms
of the ontological proof, for in his view
all demonstrative knowledge is knowledge
of the consequences of names. Likewise rejects
all forms of the causal proof (Descartes/Berkeley)
least as much reality as its effects were,
for Hume, meaningless noises. Try to locate
in experience any impressions that correspond
to 'must' and 'reality' in this sentence."
And, more generally, causality itself has
crumbled: "If belief in a real connection among
these concrete data of experience is unjustified,
metaphysicians are even less justified in
affirming a 'secret cause' outside, or beyond,
the data. "our ideas reach no farther
than our experience. We have no experience
of divine attributes and operations: I need
not conclude my syllogism. You can draw the
inference yourself." (326) Notice how the prudential-rhetorical dimension
is still required, cf. quote. p 330. The argument from design - i. e., from the
order, regularity of the world: a) causality as regularity of sequence can
only mean classes of events: it is hence
not possible to talk about the cause of a
singular event, i. e., the creation of the
universe as a whole. b) proof from design
is an argument by analogy - always weak.
Indeed, instead of argument resting on analogy
of machine, - a vitalistic, non-rationalistic
analogy would be more fitting. c) Simply
because some parts of the universe hold a
means-end structure does not indicate that
that structure was designed d) even if intelligence
is the source of nature - this says nothing
about moral qualities. Denial of analogy
- p. 329 Additional argument - see p. 330:
essentially, that inference re. cause and
effect must be homogenous, between species
of objects. But the argument from design
rests on an analogy, heterogeneous cause/effect
relationship Notice how far the power of reason has come
- Hume's criticism of religion: When religion
departs from a philosophical contemplation
of the possibility that something like a
mind is at work in the universe - when it
passes over into action - it descends at
once into either superstition or enthusiasm,
both of which history shows to have had a
most deleterious effect on human life. Machiavellian understanding of religion:
It is characteristic of Hume's position ...
that the only intelligible defense of the
"religious hypothesis" is its utility,
its possible impact on morals. (His characters)
merely differed about whether this impact
has been preponderately good or ill. 336
Attack on rationalistic ethics (Locke/Descartes) Accordingly, the question is simply
Humes arguments against egoism: a) contradicts apparently obvious facts -
dispositions such as benevolence, generosity,
love, friendship, compassion, gratitude.
While it would be nice to have simple, monistic
accounts rather than admit a plurality of
irreducible motives, Hume warns against the
use of occam's razor in this context: "the
love of simplicity ... has been the source
of much false reasoning in philosophy."
b) relatedly, to hold that self-interest
is always the real motivation is to commit
ourselves to an overly complex theory - one
that forces us to introduce hypothetical,
metaphysical reasoning in odd cases e. g.
the rich man mourning the death of a poor
friend, apparent benevolence of animals not
usually thought capable of careful reasoning
c) self-interest is not the only motive -
for satisfying self- interest requires others
as well, e. g. vanity, ambition, etc. - see
p. 344 PreKantian point : While moral judgments
are bound up w/ feeling and hence, in this
sense are subjective, Hume does not hold
that they are purely individual and arbitrary.
Men do not judge exclusively about their
own individual feelings, for, according to
Hume, the feeling of benevolence, though
it varies in strength from man to man, is
universal. Hence disagreement over moral
appraisals can be overcome." (345)
Difficulties, possible alternatives, and
the character of Humean skepticism
Difficulties w/ Hume's skepticism - Definitions
of subjective/objective.
Kantian argument:
a) objects are constructed by feigning unity,
identity, continuity - whatever does this
must itself have some unity, identity, continuity
- hence more to the self than simply a flickering
succession of loose and separate ideas b)
paradox as well in attack on causality [(constant
successions) causes "lively anticipations?"/raises
old problem of "metasystem"]: "the
argument that purports to prove that inductive
inference cannot be rationally justified
rests - covertly, to be sure - on inductive
inferences about human nature and the working
of the mind. Hume's critique of science cannot
apply to the science of psychology, though
there are no logical grounds for exempting
this science from the general critique."
Jones suggests three alternatives:
1. Kant - the Lockian premises are mistaken; 2. refuge in an extrarational authority -
revival of Catholicism, romanticism, political
totalitarianisms of right, left; 3. abandonment of the quest for certainty,
acceptance of provisional solutions as long
as they work, readiness to discard them when
changing conditions make them no longer appropriate
- pragmatism/radical empiricism Hume has
established that total skepticism is impossible
- we continue to live and act even though
inference is not rationally justified, even
though belief in an external world is not
rationally justified, etc. "Nature,
by an absolute and uncontrollable necessity
has determined us to judge as well as to
breathe and feel." "Nature will
always maintain her rights, and prevail in
the end over any abstract reasoning whatsoever."
While the skeptic does not differ from "the
common man" in his instinctive beliefs,
he "has accustomed himself to skeptical
considerations or the uncertainty and narrow
limits of reason, he will not entirely forget
them when he turns his reflections on other
subjects."
"He will know that absolute rational
certainty is unattainable except in pure
mathematics. He will not be deceived, as
the vulgar are, by the pretensions of metaphysicians
and theologians to a knowledge that he knows
to be impossible. He will 'run over libraries,/and
taking/in... hand any volume, of divinity
or school metaphysics/he will/ask, Does it
contain any abstract reasoning concerning
quantity or number? No. does it contain any
experimental reasoning concerning matter
of fact and existence? No. Commit it then
to the flames: for it can contain nothing
but sophistry and illusion.;" "The
philosophical skeptic, in a word, reserves
his skepticism for abstract reason, having
made his peace w/concrete experience. He
has come to see that action, not certainty
- experience, not logic - is the criterion
a man ought to accept." Kantian spirit:
"Skepticism, in a word, is not a resting
place; it is a propaedeutic. It has a cathartic
function: It purges the mind of delusions
of grandeur; it brings men down from the
clouds and sets them firmly on their feet
... Far from inhibiting action, it frees
men from the metaphysical mazes in which
they have been wandering and enables them
to contemplate w/out distress 'the whimsical
condition of mankind, who must act and reason
and believe; though they are not able, by
their most diligent enquiry, to satisfy themselves
concerning the foundation of these operations,
or to remove the objections, which may be
raised against them;" (351)
Schematic summary: "Modernity"
and the Crisis of Legitimation:
The Limits of Reason Where we have come from:
as a problem? Medieval syntheses of reason/faith
-- doctrine of two-fold truth
[Machiavelli/Hobbes] -- Modern problem destruction
of both in Hume; radical sundering of reason/
fact (Descartes) reason ======
faith physics -- positivism =======
ethics/
religion paradoxes - empiricism/ skepticism
as
self-contradictory
[Hobbes--Hume]
faith ======
reason Protestant fideism -- fundamentalism
(legitimation crisis) search for alternatives: 1) Kant
2) Romanticism
3) Instrumentalism
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