DAVID HUME'S "OF TRAGEDY"
GARY C. MOORE
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| The very first, and strong, impression one
receives from Hume on "tragedy"
is that it is, as drama and poetry, a fake,
a mere imitation of life, and therefore weak. |
Moore's Metaphysics
DAVID HUME'S "OF TRAGEDY"
"That in poetry it never has the same
feeling with that which arises in the mind,
when we reason, though even upon the lowest
species of probability. The mind can easily
distinguish betwixt the one and the other;
and whatever emotion the poetical enthusiasm
may give to the spirits, it is still the
mere phantom of belief or persuasion . .
. it feels less firm and solid . . . the
ideas it presents are different to the feeling
from those which arise from the memory and
the judgment. There is something weak and
imperfect amidst all that seeming vehemence
of thought and sentiment which attends the
fictions of poetry." (Hume: TREATISE
ON HUMAN NATURE, Bk. 1 Pt. 3 Sec. 10 Para.
11/13 p. 631)
But there is the principle expressed, "The
spectator must sympathize with all these
changes, and receive the fictitious joy as
well as every other passion. Unless therefore
it be asserted, that every distinct passion
is communicated by a distinct original quality,
and is not derived from the general principle
of sympathy above explained, it must be allowed
that all of them arise from that principle.
To except any one in particular must appear
highly unreasonable. As they are all first
present in the mind of one person, and afterwards
appear in the mind of another; and as the
manner of their appearance, first as an idea,
then as an impression, is in every case the
same, the transition must arise from the
same principle." (Tr. Bk. 2 Pt. 2 Sec.
7 Para. 4/6 p. 370). The issue is whether
"it be asserted, that every distinct
passion is communicated by a distinct original
quality" whereas, "In sympathy
there is an evident conversion of an idea
into an impression. This conversion arises
from the relations of objects to ourself.
Ourself is always intimately present to us
. . . Sympathy is exactly correspondent to
the operations of our understanding; and
even contains something more surprising and
extraordinary." (Tr. P. 320) It is the
object that is at issue, whether it is a
direct impression or a detached imitation.
This principle of sympathy establishes A)
the "conversion of an idea into an impression
. . . arises from the relations of objects
to ourself . . .
(which) is always intimately present to us,"
and B) "Sympathy is exactly correspondent
to the operations of our understanding."
That it also "contains something more
surprising and extraordinary" is actually
not surprising, considering both emotion
and imagination are the ground of the human
mind in Hume, and therefore what we do in
our lives is to attempt to rationally sort
out and understand the ultimately irrational
situation we come out of, you might say 'awake
from,' and, turning about on ourselves, become
self-conscious as "ourself." Hume
repeatedly says our character comes to us
already formed, and it is only upon realizing
this objectively that we may or may not choose
to try to adjust it to our circumstances
or our desires and ideals.
Therefore an "always already" set
irrational passion determines what we objectively
(or not) find ourselves to be. Reason, then,
is a tool to be used to fix the disaster
after the fact. Or actually, to keep the
disaster from fulfillment and completion
and even, if possible, turn it into a virtue.
Hume says of military heroes, "As long
as these [disasters] are present to us, we
are more inclined to hate than admire the
ambition of heroes. But when we fix our view
on the person himself, who is the author
of all this mischief, there is something
so dazzling in his character, the mere contemplation
of it so elevates the mind, that we cannot
refuse it our admiration. The pain which
we receive from its tendency to the prejudice
of society, is overpowered by a stronger
and more immediate sympathy." (Tr. Bk.
3 Pt. 3 Sec. 2 Para. 16/17 p. 601) We cannot
but admire this strength of character even
though this character is built upon deliberate
disaster. We cannot help what we love. We
can only 'help' what we do about it. We can
judge it an unwise love, but it would be
most unwise to judge it not as love. The
last sentence is also the basic premise Edmund
Burke builds his concept of the "sublime"
upon.
The difference between a "distinct passion"
as "communicated by a distinct original
quality" becomes very obscure here in
its distinction from the admiration of the
hero stories of bravery. "Accordingly,
we may observe that an excessive courage
and magnanimity, especially when it displays
itself under the frowns of fortune, contributes
in a great measure to the character of a
hero, and will render a person the admiration
of posterity, at the same time that it ruins
his affairs, and leads him into dangers and
difficulties with which otherwise he would
never have been acquainted." (Tr. Bk.
3 Pt. 3 Sec. 2 Para. 15/17 p. 600) The hero
plays out, in his freely chosen danger, the
story of his ideal. It is tragic drama that
is also tragic life itself.
In his very strange and even extremely post-modernistic
essay "Of Tragedy," Hume begins
again by belittling tragedy. "It is
certain, that, on the theatre, the representation
has almost the effect of reality; yet it
has not altogether that effect . . . There
still lurks at the bottom a certain idea
of falsehood in the whole of what we see.
This idea, though weak and disguised, suffices
to diminish the pain we suffer from . . .
In the same instant we comfort ourselves,
by reflecting, that it is nothing but a fiction
. . ." (p. 218-9) But there is a problem
here. If this mere "representation"
is a representation of a truth known to the
mind, even though unwillingly and usually
evaded, then it is no longer "imitation"
but the thing itself. When Gloucester in
KING LEAR says, "As flies to wanton
boys are we to the gods, They kill us for
their sport," (4.1.38-39) it says something
absolutely true about human contingency and
the necessary situation of the divine point
of view no one really wants to take to heart
thoroughly. "For the divine, as the
proverb says, all rules fail," Plato's
REPUBLIC, VI, 492e, trans. Paul Shorey. The
relationship between an unknowable and undefinable
God and man can never be "imagined"
as one of love, friendship, and equality,
even by an atheist. There is too much obscure
power on one side even if that side is perfectly
mute. Gloucester says, on seeing Lear come
on stage, "O, let me kiss that hand!'
This is a perfectly theatrical and trite
phrase. But Lear brings it plainly down to
reality with, "Let me wipe it first,
it smells of mortality." (4.6.28-29).
As Edmund Burke says in his A PHILOSOPHICAL
ENQUIRYinto the Origin of our Ideas of the
Sublime and Beautiful where he grounds the
sublime in great but obscure terror and the
beautiful in small but clear pleasure, even
smell can intimate the sublime. Burke, like
Hume, also contrasts object with imitation
when he says "these affections of the
smell . . . when they are in their full force,
and lean directly on the sensory, are simply
painful, and accompanied with no sort of
delight; but when . . . moderated as in a
description . . . they become sources of
the sublime as genuine as any other, and
upon the same principle of a moderated pain,"
Part II, section XXI. One can see here the
same compromise between source "of the
sublime as genuine as any other" versus
"the principle of moderated pain."
There is a "sea-change" here. "Moderated"
exactly how? It is supposedly from the actual
terrifying and repulsive object to a "description"
of it in mere words: A step-down from reality.
But Ariel now enters, followed by Ferdinand,
before Miranda and Prospero.
Ariel - Come unto these yellow sands,
And then take hands:
Courtsied when you have and kiss'd
The wild waves whist:
Foot it fleetly here and there,
And sweet sprites bear
The burthen. Hark, hark.
[burthen dispersedly] Bow-wow.
Ariel - The watch dogs bark:
[burthen dispersedly] Bow-wow.
Ariel - Hark, hark! I hear
The strain of strutting chanticleer
Cry
[burthen dispersedly] Cock a diddle dow.
Ferdinand: where should this music be? i'th'
air or th'earth?
It sounds no more: and sure, it waits upon
Some god o'th'island. Sitting on a bank,
Weeping again the King my father's wrack,
This music crept by me upon the waters,
Allaying both their fury and my passion
With its sweet air: thence I have follow'd
it,
Or it hath drawn me rather. But 'tis gone.
No, it begins again.
Ariel - Full fathom five thy father lies;
Of his bones are coral made;
Those are pearls that were his eyes:
Nothing of him doth fade,
But doth suffer a sea-change
Into something rich and strange.
Sea-nymphs hourly ring his knell:
[burthen] Ding-dong.
Ariel - Hark! Now I hear them, - Ding-dong
bell.
Here we have a fantasy within a fantasy.
Ferdinand's father is not dead. Yet we are
still given an ambiguous truth that still
logically applies. Changes are "described"
that "when they are in their full force,
and lean directly upon the sensory, are simply
painful." But why are they painful?
Burke writes as if it were a general truth,
that everyone viewing in actuality a dead
body is 'pained' and repulsed, and which
is only bearable if it is turned into "a
description or narrative." But this
is not at all true. The view can be taken.
It is still painful and repulsive. It fascinates
also.
But I've heard something relevant to this,
and I believe it. Leontius, the son of Aglaion,
was going up from the Piraeus along the outside
of the North Wall when he saw some corpses
lying at the executioner's feet. He had an
appetite to look at them but at the same
time he was disgusted and turned away. For
a time he struggled with himself and covered
his face, but, finally, overpowered by the
appetite, he pushed his eyes wide open and
rushed toward the corpses saying, "Look
for yourselves, you evil wretches, take your
fill of the beautiful sight!" (REPUBLIC,
IV, 439e-440a)
Now, there is a difference. Leontius is distanced
from the corpses in several ways, by simple
space, by stone boundaries, and by being
above what is below. It is not said at all
if he knows who the "corpses' are, however
there are a number of them. It has been suggested
by some scholar that they are the "Thirty
Tyrants" and their followers that have
been overthrown in 403 BCE, just in time
to save Socrates' life because he refused
to carry out an arrest for execution by Critias,
their leader and his former student like
Alcibiades. A number of Plato's relatives,
though, were among the "thirty tyrants"
and must have died with Critias. If this
is accurate, then it is a matter of "description'
coming very, very close to the sense impressions
of life. This "description" of
Leontius is a "description" of
Leontius' actual "sense impression"
of the object itself. Though it is related,
the whole point of the passage is the "conversion
of an idea into an impression . . . (that)
arises from the relations of objects to ourself
. . . (which) is always intimately present
to us." If this is true, then, the corpses
are both enemies to democracy, whose death
is desired, and intimate relatives whose
coarse death is painful to view. "As
they are all first present in the mind of
one person, and afterwards appear in the
mind of another; and as the manner of their
appearance, first as an idea, then as an
impression, is in every case the same, the
transition must arise from the same principle."
Lear unrelentingly speaks the plain and obvious
truth of time and death as "Why should
a dog, a horse, a rat have life And thou
no breath at all? O thou'lt come no more,
Never, never, never, never, never."
(5.3. 305-307). Then, combine this with its
equal but opposite 'imitation,' "When
we are born we cry that we are come To this
great stage of fools. This is a good block:
It were a delicate stratagem to shoe A troop
of horse with felt. I'll put it to proof
And when I have stolen upon these son-in-laws,
Then kill, kill, kill, kill, kill!"
(4.6.178-183) Do not these quotations say
what we are and there is no "imitation"
or "pretend" to it? Shakespeare,
by calling the place Lear is, a "stage"
also speaks plain reality. It is as if two
"imitations" make a "reality."
But I said Hume's essay was strange, and
it truly is. For most of the immediate examples
he gives are of the most immediate objects
of sorrow. The first is Cicero's description
of the actual murders of Gaius Verres in
Cicero's accusation to the court. Then is
his account of Othello's jealousy and yet
follows immediately with "Difficulties
encrease passions of every kind; and by rouzing
our attention, and exciting our active powers,
they produce an emotion, which nourishes
the prevailing affection. Parents commonly
love that child most, whose sickly infirm
frame of body has occasioned them the greatest
pains, trouble, and anxiety in rearing him.
The agreeable sentiment of affection here
acquires force from sentiments of uneasiness.
Nothing endears so much a friend as sorrow
for his death. The pleasure of his company
has not so powerful an influence. Jealousy
is a painful passion; yet without some share
of it, the agreeable affection of love has
difficulty to subsist in its full force and
violence." (ESSAYS, Pt. 1 E. 22 Para.
15/28 mp. 221-222 gp. 263) Shakespeare merely
describes the reality of the human situation
which Hume admits, but merely with attached
pretended names.
Hume goes on to say, weaving a web once again
that says all things to all people as he
so delights in doing, "The force of
imagination, the energy of expression, the
power of numbers, the charms of imitation;
all these are naturally, of themselves, delightful
to the mind: And when the object presented
lays also hold of some affection, the pleasure
still rises upon us, by the conversion of
this subordinate movement into that which
is predominant. The passion, though, perhaps,
naturally, and when excited by the simple
appearance of a real object, it may be painful;
yet is so smoothed, and softened, and mollified,
when raised by the finer arts, that it affords
the highest entertainment. To confirm this
reasoning, we may observe, that if the movements
of the imagination be not predominant above
those of the passion, a contrary effect follows;
and the former, being now subordinate, is
converted into the latter, and still farther
encreases the pain and affliction of the
sufferer." (pg. 222-223) The reality
of the fundamental human situation 'subverts'
the movement of 'imitation' and ends up serving
us 'reality' instead.
Hume says of Lord Clarendon's unwillingness
to describe King Charles' execution, "Lord
CLARENDON, when he approaches towards the
catastrophe of the royal party, supposes,
that his narration must then become infinitely
disagreeable; and he hurries over the king's
death, without giving us one circumstance
of it. He considers it as too horrid a scene
to be contemplated with any satisfaction,
or even without the utmost pain and aversion.
He himself, as well as the readers of that
age, were too deeply concerned in the events,
and felt a pain from subjects, which an historian
and a reader of another age would regard
as the most pathetic and most interesting,
and, by consequence, the most agreeable.'
(p. 223-224) It is put in bathetic opposition
to a ridiculous scene upon the stage that
portrays far too much to convince. The reason
is, "An action, represented in tragedy,
may be too bloody and atrocious." The
distance of "an historian and a reader
of another age" may regard the description
of the execution as "most pathetic and
most interesting, and, by consequence, the
most agreeable," but the same king is
still really just as dead. There are no gradations
of death, and if we need to be reminded of
the real fascination of horror, we must remember
Plato's REPUBLIC . The real difference is
how close the words relate each person to
the truth of the matter. With Lord Clarendon,
Charles' death is a personal matter "intimately"
so. With Hume, it is distanced. But in Hume's
lifetime he was criticized severely for "shedding
a tear" for Charles. The matter "if
the movements of the imagination be not predominant
above those of the passion, a contrary effect
follows; and the former, being now subordinate,
is converted into the latter, and still farther
encreases the pain and affliction of the
sufferer." We are back at the ambiguous
situation of Plato and Leontius.
Hume, towards the end of the essay, is still
concerned, though, with giving "a thorough
satisfaction to the audience . . . In order
to dismiss the audience with entire satisfaction
and contentment, the virtue must convert
itself into a noble courageous despair, or
the vice receive its proper punishment."
This seems to agree with the thoroughly superficial
beginning of the essay, except that by now
things have changed the context thoroughly,
and words creep in that seem disturbingly
out of place like "dismiss" and
"virtue must convert itself." Into
what? "Despair." It is, for sure,
a "noble courageous despair," but
words have, in this thoroughly philosophical
essay talking of terms predominance and subordination
and conversion, taken on very precise objectiveness
that is not at all in the slightest clear,
as we would expect from a representative
of the "Aufklärung." "That
vice receive its proper punishment"
rings strangely cold and out of place after
the "noble courageous despair."
One thinks of the rapacious hero not only
destroying others but himself as well, yet
still forces us to admire him. Does the hero's
vice "receive its proper punishment"?
Are we happy and satisfied at that? Or, instead,
do we sorrow?
Following a discussion of the painter's unhappiness
(failure) "in this light," and
the reversion to "fictions, though passionate
and agreeable, are scarcely natural or probable,"
Hume continues in the penultimate paragraph,
"The same inversion of that principle,
which is here insisted on, displays itself
in common life, as in the effects of oratory
and poetry. Raise so the subordinate passion
that it becomes the predominant, it swallows
up that affection which it before nourished
and encreased. Too much jealousy extinguishes
love; Too much difficulty renders us indifferent:
Too much sickness and infirmity disgusts
a selfish and unkind parent."
Whoa, here! Strange things are occurring
rapidly in the movement of the eye reading
(or writing) these phrases. First, Hume is
displaying that vice he shows such contempt
for in the Scholastic schoolmen throwing
their meaningless, abstract terms about that
do not refer to any real sense impression
or object actually experienced! AND THEN!
Hume introduces abruptly with great coldness
just that real experience. "Too much
jealousy extinguishes love; Too much difficulty
renders us indifferent: Too much sickness
and infirmity disgusts a selfish and unkind
parent." These are very, very hard and
cruel words, very unpleasant and grating
on the senses. "Too much difficulty
renders us indifferent." What is this
"difficulty"? It is a mother leaving
her dead baby at the side of the road and
going on as she must.
The ultimate paragraph: "What so disagreeable
as the dismal, gloomy, disastrous stories,
with which melancholy people entertain their
companions? The uneasy passion being raised
there alone, unaccompanied with any spirit,
genius, or eloquence, conveys a pure uneasiness,
and is attended with nothing that can soften
it into pleasure or satisfaction." This
is the end and very last words of the essay.
Is this not worlds, whole universes away
from its beginning? Especially from a man
who prided himself on being personally happy
and very able to entertain his companions?
It is cold, harsh, and bleak. "Never,
never, never, never, never."
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