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Scientific knowledge of physical reality,
at least in the strict, traditional sense,
has to be based on necessary, universal generalizations.
Such generalizations, in turn, are impossible
without universal, substantial concepts of
extramental objects. For if none of our concepts
represents substantial characteristics of
extramental objects, then our concepts can
only represent contingent features of their
objects, and so they cannot provide us with
universal, necessary knowledge of these objects.
It is therefore crucial to any epistemology
upholding the possibility of scientific knowledge
in this sense to account for the human mind's
ability to acquire substantial concepts of
things in extramental reality.[1]
Such an account, however, is
particularly problematic for empiricists,
who, for the purposes of this paper, will
broadly be characterized as philosophers
holding that the human mind begins its existence
in this life without any definite mental
contents about extramental reality, in short,
without any categorematic concepts,[2] but
has to acquire its concepts in a natural
process from experience.
To be sure, this is a somewhat
broad characterization, which will turn out
to comprise philosophers whom we usually
would not subsume under the label 'empiricist'
without reservation.[3] Nevertheless, this
characterization certainly distinguishes
a number of medieval Aristotelians from Platonists,
Augustinians, and Cartesians, who would hold
that the human mind begins its existence
in this life in possession of at least some
categorematic concepts, which therefore it
does not acquire in this life from experience.
Consequently, for these philosophers the
acquisition of these concepts in this life
is not a problem at all. They rather have
trouble with accounting for the apparent
lack of these concepts in children and mentally
impaired adults, as well as the apparently
mysterious match between these prenatal or
innate concepts and the objects of empirical
reality, and, in general, the supernatural
dependency of what appears to be a natural
operation of the human mind, namely, understanding.[4]
By contrast, the acquisition
of substantial concepts in this life is a
problem for empiricists, for they have to
be able to show that these concepts can somehow
be derived from the natural input the mind
receives in this life, namely, sensory experience.
However, sensory experience apparently can
only provide the mind with information about
sensible qualities of objects of experience,
which are all accidental, non- substantial
features of these objects. To be sure, if
substantial concepts can be derived as some
sorts of combinations of the concepts of
these sensible qualities, then the problem
may seem to be solved, in the way proposed
by the British empiricists, Locke, Berkeley,
and Hume. However, as John Buridan's argumentation
in q. 4 of bk. 1 of his Questions on Aristotle's
Physics had showed centuries before the British
empiricist approach emerged, such a derivation
is impossible.
In this paper,
I will first argue, rather anachronistically,
that Buridan's discussion in this question
amounts to a principled refutation of the
British empiricists' conception of our substantial
concepts as "collections of simple ideas
of sensible qualities".[5]
After identifying the
principles that allow this refutation, I
will show that on the basis of two further
Aristotelian principles Buridan can successfully
defend the possibility of scientific knowledge
of physical reality, while staying within
the bounds of the broadly interpreted empiricism
characterized above.
In conclusion,
I will argue that it was precisely Buridan's
insistence on these Aristotelian principles
that allowed him to be a thoroughgoing empiricist
without slipping into the sort of "medieval
Humeanism" from which he took great
pains to distinguish his own nominalism,
namely, the skepticism of Nicholas of Autrecourt
and his ilk, that is, whomever else Buridan
is opposing in this question.[6]
Buridan's "Refutation of British Empiricism"
In his question-commentary
on Aristotle's Physics, Buridan raises the
question "whether in every science the
knowledge and understanding of things arises
from the preexisting cognition of their causes,
principles, and elements".[7]
After advancing
a number of arguments supporting the negative
reply, Buridan begins his discussion by expounding
an opinion on the issue, which he is about
to refute:
"This question
and the arguments brought up in connection
with it raise several difficulties. One such
difficulty is whether from the cognition
(noticia) of one thing one can obtain the
cognition of another; for there are two sorts
of cognition, namely, complex and incomplex.
About the incomplex sort some people say
that no incomplex cognition can be obtained
from another, since no cognition can be obtained
from another, except by means of a consequence,
but a consequence can only lead from a complex
[cognition] to a complex one; therefore,
etc. In the second place, they infer as a
corollary that we have no cognition of any
substance in terms of incomplex cognition,
for we can arrive at the cognition of substances
only by means of the cognition of accidents;
and so by means of some consequence, which
can only obtain between complex [cognitions].
But I do not agree with this opinion, and
I posit two conclusions against it."[8]
Buridan's first conclusion
directly attacks the first claim of this
opinion, namely, that no simple cognition
can be obtained from a simple cognition.
He points out that the claim is self-defeating,
insofar as the simple intellectual cognitions
it involves had to come from some simple
sensory cognitions, in line with the common
assumption of the broadly understood empiricism
described above; and so, some simple intellectual
cognition had to come from some simple sensory
cognition, whence some simple cognition had
to be obtained from some simple cognition,
contrary to the original claim. As he writes:
"The first [conclusion]
is that some incomplex cognition can be obtained
by means of another. For there are incomplex
intellectual cognitions, and all intellectual
cognitions are obtained by means of another
act of cognition; therefore, some incomplex
cognition is obtained by means of another
[act of cognition]. The major premise has
to be accepted, for if a caviler were to
deny it, then [by virtue of this denial]
he would have to concede at least the existence
of some complex intellectual cognition; but
the complex [cognition] would have to be
composed of simple ones, for it is not divided
to infinity as the continuum, and an intellectual
cognition is not composed of sensory cognitions;
therefore, it is composed of incomplex intellectual
ones. But the minor of the principal argument
is also clear, for at least the first intellectual
cognition has to be obtained from a sensory
one, and, in general, every intellectual
cognition must be obtained from sensory cognition
either directly or indirectly, since one
who understands has to attend to [speculari]
the phantasms, as is stated in book 3 of
On the Soul; and for this reason it is also
claimed in book 1 of the Posterior Analytics
that if we lose one of our senses, we also
lose the knowledge of the proper object of
that sense."[9]
So, simple intellectual
cognition must somehow come from simple sensory
cognition. But how is this possible? And
even if we can provide an explanation of
the derivation of simple intellectual cognition
from simple sensory cognition in general,
how do we know that we have such a simple
cognition of substance obtainable from sense
experience? Indeed, why would the intellectual
cognition of substance have to be simple?
After all, if the British empiricists are
right, then the only way we can make sense
of our substantial terms is to conceive of
them as being associated with relatively
stable collections of sensory ideas. The
reason for this is that these terms certainly
cannot be associated with anything over and
above the sensory ideas we can gain from
experience, whence they have to be associated
with those relatively stable bundles of these
ideas that the mind usually perceives together,
and so associates them with substantive names,
for practical reference.[10] Buridan's second
conclusion addresses this issue as follows:
"The second conclusion
is that we have simple concepts of substances,
for the concept of man from which we take
the substantial term 'man' is a concept of
substance, if man is a substance. And that
concept supposits only for a substance, for
if it supposited for an accident or for something
composed from substance and accident, then
it would not be true that man is a substance,
for neither an accident nor something composed
from substance and accident is a substance;
but precisely a substance is a substance,
and that concept, while it supposits for
a substance, does not even connote an accident
other than that substance, for then it would
not belong to the category of substance,
but to that of an accident, as do the terms
'white' or 'big' or 'small', etc. For these
terms supposit for substance and not for
anything else, just as the term 'man' does,
but they leave the category of substance
because of their connotation; therefore,
a concept from which a term in the category
of substance is taken is not a concept of
any accident, or of something composed from
substance and accident, but only of a substance
or substances.
And if anyone were to
say that they are complex, then the complex
ones are combined from simple ones, for in
the analysis of concepts one cannot go to
infinity; and then those simple ones and
the ones composed from them are only of substances;
therefore, there are simple concepts of substances."[11]
The first important
thing to note about Buridan's argumentation
here is his insistence on the Aristotelian
distinction between substance and accident,
and his combination of this Aristotelian
doctrine with his own semantic analysis of
the terms and the corresponding concepts
belonging to the Aristotelian categories.
The point of the argument is that even if
substances had complex concepts, those complex
concepts would have to be made of simple
concepts. But those simple concepts cannot
be concepts of accidents, so those simple
concepts would have to be simple substantial
concepts, so we would still have to have
some simple substantial concepts, which was
the point to be proved. On the other hand,
the claim that complex substantial concepts
cannot be made up from accidental concepts
(contrary to the British empiricists' conception
of collections of sensory ideas) is proved
here with reference to Buridan's doctrine
of the semantics of substantial vs. accidental
terms and concepts, as being absolute vs.
connotative terms and concepts.
For Buridan, concrete
substantial terms are distinguished from
concrete accidental terms by their different
modes of signification due to the different
sorts of concepts to which they are subordinated,
yielding their different modes of predication.
Concrete substantial terms are subordinated
to absolute concepts, whence they signify
their significata absolutely, without relating
them to anything else. Concrete accidental
terms, on the other hand, are subordinated
to connotative concepts,[12] whence they
signify their significata in relation to
their connotata, which are also called their
appellata when they obliquely refer to these
connotata in the context of a proposition.
It is a consequence of this difference that
substantial terms are predicated of their
significata essentially or quidditatively,
whereas the accidental terms are predicated
of their significata non-essentially, or
denominatively.[13] Accordingly, absolute
terms, in particular substantial terms function
in Buridan's semantics as what we nowadays
would call "rigid designators".
For these terms are true of their significata
in a proposition as long as they supposit
for them. But since the supposita of an absolute
term are nothing but its significata that
exist at the time connoted by the copula
of the proposition in which the term is predicated,
absolute terms always and necessarily supposit
for their significata as long as these significata
exist at the time connoted by the copula
of the proposition in which they are predicated
of these significata. So, these terms may
never become false of these significata as
long as these significata exist. Therefore,
absolute terms are always predicated of their
significata essentially, or quidditatively,
and thus designate them "rigidly".
On the other hand, concrete accidental terms
supposit for their significata only when
their appellata belong to their significata
in the way they are signified to belong to
their significata. So, if the appellata cease
to exist or cease to belong to the significata
in the way demanded by the signification
of the term, then these terms cease to supposit
for their significata, whence they become
false of their significata, even though these
significata continue to exist. Therefore,
the essential vs. non-essential predication
of concrete substantial vs. accidental terms
is a direct consequence of their mode of
signification, which in turn, is determined
by the sorts of concepts to which they are
subordinated.
What Buridan's argument
shows is that the assumption that substantial
concepts are collections of connotative concepts,
which is precisely the implication of the
British empiricist conception, would lead
to the absurd conclusion that a substantial
term would not be a substantial term, for
then it would be subordinated to a non-substantial
concept. As he writes further on:
"Again, if the
substantial concept of man were complex,
then let us posit that it consists of three
simple ones, namely, a, b, and c. Then, if
no concept of substance is simple, a can
only be a concept of accident, and the same
goes for b and c; therefore, the whole combined
from them would also be only a concept of
accident, and not one of substance, for a
whole is nothing over and above its parts.
But this is absurd, namely, that the substantial
concept of man should be nothing but a concept
of accidents; therefore, etc."[14]
To be sure, the British
empiricists, who provided precisely this
sort of analysis for substantial terms, happily
embraced this conclusion, and did not regard
it as absurd at all. But Buridan's previous
argument, combined with his semantic considerations,
also shows that this conclusion directly
entails the impossibility of the essential
predication of these "phony" substantial
terms. This, however, entails further that
they cannot serve as the basis for valid
scientific generalizations: an implication
that was to be worked out in the fullest
detail by David Hume. But then, unless Humean
skepticism is the inevitable consequence
of empiricism in general, an empiricist who
wants to save the possibility of scientific
knowledge in the traditional sense has to
be able to find an alternative way to account
for the derivation of our substantial concepts
from experience, without turning the terms
associated with these concepts into non-essential
predicates of their significata.
This is precisely what
Buridan offers in his subsequent considerations,
moderating his "empiricist nominalism"
with "Aristotelian naturalism",
abandoned by his contemporary opponents,
especially, Nicholas of Autrecourt.
Buridan's Balancing Act:
Empiricist Nominalism Combined with Aristotelian
Naturalism
In response to the arguments
supporting the opinion he rejects, Buridan
offers four different ways in which one may
account for obtaining some simple cognition
from another without any inference. As he
writes:
"Then, [I respond]
to the arguments supporting this opinion.
To the first, we have to reply that some
cognition is obtained from another without
inferring one proposition from another or
others in four ways. First, objectively.
For if there is some cognition in an external
sense, then it is related to the cognition
of the common sense as its object, and also
any sensory cognition is related to intellective
cognition as its object."[15]
In this way, the higher
cognitive faculty forms some act of cognition
distinct from the act of cognition of a lower
cognitive faculty, simply because it takes
the act of the lower faculty as its object.
To be sure, one has to make here the common
distinction between an immediate and ultimate
object: in the cognition of external objects
(as opposed to the soul's reflecting on its
own acts) the act of the lower faculty is
only the immediate object of the act of the
higher faculty, insofar as the higher faculty
cognizes the object of the lower faculty
by means of cognizing the act of the lower
faculty, in the same way as when I see my
face in the mirror by means of its reflection.
In any case, this certainly is the most general
way in which one simple act of cognition
can give rise to another, or indeed, in general,
one stage of information processing can give
rise to another, as when a picture taken
by a digital camera is electromagnetically
stored on a computer's hard drive possibly
for further processing. The important point
here is that information received by one
sort of encoder of that information can be
actively used and further processed by another
encoder, by reason of its own receptive and
processing ability. In fact, in this way,
the second encoder may even add information
not contained in the first, as when a computer
tags the picture files on its hard drive
with time and date stamps. This is precisely
the point Buridan makes concerning the second
way in which a simple act of cognition may
give rise to another:
"Second, [a simple
act of cognition may give rise to another]
elicitively, as Avicenna says that the estimative
power from a sensed intention, namely, of
color, or shape, or motion, elicits an intention
not sensed, namely, that of attraction or
repulsion [amicitie vel inimicitie]. This
is why sheep fear and flee the wolf, and
follow the shepherd. And this is not a miracle.
Since the soul is much nobler than fire,
yet fire in generating heat is able by that
heat also to generate lightness and rarity,
so it is reasonable that the soul, by means
of one act of cognition is able to generate
another one, naturally following upon the
former."[16]
This is indeed plausible;
however, when he specifically addresses the
issue of how simple substantial concepts
may be derived from sensory cognition, Buridan
warns us that this way of accounting for
this specific process of concept acquisition
may contain a false assumption. In his questions
on Aristotle's On the Soul, he analyzes the
issue in the following way:
". there is one way, in the first place,
in which the cognition of accidents leads
us to the cognition of substance. And this
assumes first that the intellect is moved
by phantasms, the imagination by the senses,
and the senses by external objects. It assumes
in the second place that the senses and the
imagination are only of accidents. It assumes
in the third place that the estimative power
is superior to and more excellent than the
external sensitive power; and so it is able
to elicit from the sensed intentions some
intentions not sensed. Thus also the intellect
is superior to any sensitive power, whether
external or internal; therefore, it is able
from the intentions of accidents which fell
into the imagination, to elicit intentions
of substances, which did not fall into the
imagination. And so, by means of the cognition
of accidents, we can arrive at the cognition
of substances.
Briefly, this way [of
addressing the issue] is defective in its
second assumption, which was that the senses
are only of accidents. For this goes against
Aristotle, who in bk. 2 of this work [namely,
On the Soul] asserts that the son of Diarus
is sensed; although it is true that this
is not per se, but per accidens. Indeed,
we do not perceive substances under substantial
concepts, but we do perceive them under accidental
and connotative ones, and not under purely
absolute ones."[17]
So, even though the
intellect may have the power to elicit intentions
not contained in the senses, in the formation
of substantial concepts it is simply not
true that these would have to be "cooked
up" by the intellect alone, for the
sensory data provided by the senses about
accidents does carry information about the
substances to which these accidents belong.
This is the idea that Buridan elaborates
in the continuation of this passage, listing
three further ways in which one can account
for the intellect's ability to form substantial
concepts from sensory data, by extracting
the information this sensory data carries
about substances:
"The second way
is that the senses first perceive both substance
and accident in a confused manner, and afterwards
the intellect, which is a superior power,
differentiates between substance and accident.
Therefore, if I see someone now to be white
and later I see him to be black, and at the
same time I perceive that he remains the
same, I arrive at the cognition by which
I notice that this is other than whiteness
and likewise other than blackness. And thus,
although at first substance and accident
are apprehended by means of the senses in
a confused manner, the intellect, which is
a superior power, can arrive at the cognition
of substance itself.
The third way is possible
because things are cognized by means of their
similitudes. For it is stated in bk. 3 of
this work that "a stone is not in the
soul, but the species of the stone is".
Since, therefore, it is the case that any
effect bears the similitude of its cause,
and an accident is an effect of a substance,
it follows that an accident also bears a
similitude of a substance, and consequently
the intellect is able to arrive at the cognition
of substance by means of the accident.
The fourth way can be this: prime matter,
before a substantial form is educed from
its potentiality, needs accidental dispositions
preparing it for receiving such a form; the
same can be imagined of the potential intellect,
namely, that before there would be the similitude
of substance in it, there have to be in it
the species and similitudes of accidents.
Once these are in the potential intellect,
the agent intellect is able to extract from
them the natural similitude of that substance
to which those accidents belonged whose similitudes
and intentions were in the potential intellect."[18]
Basically the same point is made in the continuation
of the previously discussed passage from
the Physics-commentary.[19]
Conclusion
In view of these passages, we can summarize
the Aristotelian principles allowing Buridan
to maintain his empiricist nominalism without
slipping into skepticism in the following
way.
The intellect is not
just a passive receiver of sensory information,
but a cognitive faculty actively processing
this information, extracting from it content
that is not so extractible from it by the
senses. The sensory information received
by the senses, besides its primary, per se
content concerning the sensible qualities
of sensory objects, also carries some further
content about the substances bearing these
sensible qualities. Once these two principles,
which may be dubbed the principle of the
activity of the intellect, and the principle
of the substantial content of sensory information,
respectively, are acknowledged, any empiricist
should be able to provide a plausible account
of our ability to acquire genuine substantial
concepts from sensory information.[20] For
in view of the first principle, the intellect
is obviously able to extract content from
sensory information which the senses could
not so extract even though they may carry
it, in the way, for instance, light received
by a telescope carries not only visible information
about the stars, but also information about
their material constitution, which, however,
is extractible only by means of spectral
analysis. But in view of the second principle,
the information about sensible accidents
also carries such extractible information
about the substances to which these accidents
belong. Therefore, the intellect should be
able to form genuine substantial concepts
from this sensory information. But then,
these genuine substantial concepts will be
denoted by essential predicates of the things
conceived by means of these concepts, which
will always necessarily apply to these things
as long as these things exist. And so, these
predicates will be scientifically knowable
characteristics of these things.
All in all, even if, perhaps, Nicholas of
Autrecourt was "the medieval Hume",
it did not take a "medieval Kant"[21]
to refute his skepticism. For Buridan's version
of an essentialist nominalism was sufficient
to show that one can be a nominalist and
a thoroughgoing empiricist without having
to fall prey to any serious form of skepticism.
In this way, Buridan's essentialist nominalism
could, in principle, have shown a way out
of the dilemma of empiricism vs. rationalism
of early modern philosophy. Indeed, the dilemma
may not even have emerged in its original
form, if the Aristotelian empiricism of the
scholastics, including Buridan's, had not
been abandoned earlier, partly for extrinsic
reasons, by the new intelligentsia of a new
era.
Gyula Klima Fordham University
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[1] To be sure, our ability to acquire such
concepts will still not guarantee that we
know which of our concepts are the essential
ones. That is the task of empirical research
to find out. But we can know a priori that
if we cannot have such concepts, then we
cannot have scientific knowledge in the specified
sense. For more on this issue see Klima,
G.: "Contemporary 'Essentialism' vs.
Aristotelian Essentialism", in: Haldane,
J. (ed.): Mind, Metaphysics, and Value in
the Thomistic and Analytic Traditions, University
of Notre Dame Press: Notre Dame, IN, 2002,
pp. 175-194.
[2] Obviously, syncategorematic concepts,
such as the concepts of the Boolean operations
of negation, conjunction, etc., may consistently
be treated even by empiricists as innate
operations of the mind, not carrying any
information about extramental reality, but
simply operating on categorematic concepts
which do carry such information.
[3] For a discussion of the issue of 'empiricism'
in late medieval philosophy, see Zupko, J.:
"What Is the Science of the Soul? A
Case Study in the Evolution of Late Medieval
Natural Philosophy", Synthese, 110
(1997), pp. 297-334.
[4] As Matthew of Aquasparta remarks in connection
with the doctrine of divine illumination:
".if that light were the entire and
sole reason for cognition, then the cognition
of things in the Word would not differ from
their cognition in their proper kind, neither
would the cognition of reason differ from
the cognition of revelation, nor philosophical
cognition from prophetic cognition, nor cognition
by nature from cognition by grace."
- ". si lux illa esset ratio cognoscendi
tota et sola, non differret cognitio rerum
in Verbo a cognitione in proprio genere,
nec cognitio rationis a cognitione revelationis,
nec cognitio philosophica a cognitione prophetica,
nec cognitio per naturam a cognitione per
gratiam." Matthew of Aquasparta, Quaestiones
Disputatae, in: Bonaventure, et al., De Humanae
Cognitionis Ratione: anecdota quaedam Seraphici
Doctoris Sancti Bonaventurae et nonnulorum
eius discipulorum, Ad Claras Aquas (Quaracchi):
St. Bonaventure, 1883, pp. 94-96.
[5] "I say, our specific ideas of substances
are nothing else but a collection of a certain
number of simple ideas, considered as united
in one thing. These ideas of substances,
though they are commonly simple apprehensions,
and the names of them simple terms, yet in
effect are complex and compounded. Thus the
idea which an Englishman signifies by the
name swan, is white colour, long neck, red
beak, black legs, and whole feet, and all
these of a certain size, with a power of
swimming in the water, and making a certain
kind of noise, and perhaps, to a man who
has long observed this kind of birds, some
other properties: which all terminate in
sensible simple ideas, all united in one
common subject." John Locke: An Essay
Concerning Human Understanding (Essay), New
York: Dover Publications, 1959, bk. II, c.
23, para. 14.
[6] See Hastings Rashdall, "Nicholas
de Ultricuria, a Medieval Hume", Proceedings
of the Aristotelian Society 8(1907), pp.
1-27, and T. K. Scott, "Nicholas of
Autrecourt, Buridan and Ockhamism",
Journal of the History of Philosophy 9(1971),
pp. 15-41. In his "John Buridan and
Nicholas of Autrecourt on Causality and Induction",
in Traditio,
43(1987), pp. 237-255, Hans Thijssen has
plausibly argued that since some of the theses
and arguments Buridan opposes here do not
reflect Nicholas' doctrine as we know it,
Buridan may well have had other opponents
in mind. On the other hand, since the theses
and arguments in question are at least not
incompatible with Autrecourt's known doctrines,
it is still possible that Buridan had in
mind some further works or even just oral
presentations of Autrecourt's that we simply
do not know of from other sources. Indeed,
this latter alternative has the advantage
of explaining the phenomena per pauciora.
In any case, my subsequent argument is not
dependent on the identity of Buridan' actual
target of criticism in this question.
[7] Buridan: Quaestiones super Octo Libros
Physicorum Aristotelis (QiP), Minerva: Frankfurt
A. M., 1964, lb. 1, q. 4.
[8] "Ista quaestio et rationes ad eam
adductae implicant in se plures difficultates.
Una difficultas est utrum ex notitia unius
potest fieri notitia alterius, cum sit duplex
notitia, scilicet complexa et incomplexa.
Quidam de incimplexa dicunt quod nulla notitia
incomplexa fit per aliam, quia non fit una
notitia per alteram, nisi virtute consequentiae;
sed consequentia non est nisi complexi ad
complexum, igitur, etc. Secundo illi inferunt
correlarie quodnullam substantiam cognoscimus
notitia incomplexaquia non venimus in notitiam
substantiarum, nisi per notitiam accidentium,
igitur in virtute aliucuius consequentiae,
quae non est, nisi complexorum. Sed huic
opinioni non assentio; ideo pono contra eam
duas conclusiones." Ibid.
[9] "Prima est quod aliqua notitia incomplexa
potest fireri per aliam. Quia aliqua est
notitia intellectiva incomplexa, et omnis
notitia intellectiva fit per aliam; igitur
aliqua notitia incomplexa fit per aliam.
Maior concedenda est, quia si cavillator
vellet eam negare, saltem ipse concederet
coticiam intellectivam complexam, et oportet
complexam esse compositam ex simplicibus,
non enim dividitur in infinitum, sicut divideretur
continuum. Et notitia intellectiva non est
composita ex sensitiva; igitur est composita
ex intellectivis simplicibus. Sed etiam minor
principalis rationis manifesta est, quia
saltem prima notitia intellectualis oportet
fieri ex sensitiva, et universaliter omnem
notitiam intellectualem ex sensitiva oportet
fieri vel mediate vel immediate, cum intelligentem
quemcumque necesse sit phantasmata speculari,
ut habetur tertio De Anima, propter quod
etiam dictum est primo Posteriorum quod deficiente
nobis aliquo sensu deficit nobis scientia
de obiecto illius sensus." Ibid.
[10] See Locke, Essay, bk. II. cc. 22-23;
bk. III. cc. 5-6; George Berkeley, A Treatise
Concerning the Principles of Human Knowledge
(Principles), Hackett: Indianapolis,
1982, nn. 1, 24, 54; David Hume, A Treatise
of Human Nature (Treatise), Oxford: Clarendon
Press, 1978, Bk. I, sect. VI.
[11] "Secunda conclusio est ista quod
de substantia habemus conceptum simplicem,
quia conceptus hominis a quo sumitur iste
terminus substantialis 'homo' est conceptus
substantiae, si homo est substantia; et ille
conceptus non supponit, nisi pro substantia,
quia si supponeret pro accidente vel pro
composito ex substantia et accidente, tunc
non esset verum quod homo est substantia,
quia nec accidens est substantia, nec compositum
ex substantia et accidens est substantia,
sed praecise substantia est substantia. Et
ille conceptus etiam supponendo pro substantia
non connotat aliquod accidens aliud ab ipsa
substantia, qui tunc non esset de praedicamento
substantiae, sed accidentis, sicut ille terminus
'albus', vel 'magnus', vel 'parvus', etc.
Illi enim termini ita supponunt pro substantia
et non pro alio sicut iste terminus 'homo',
sed exeunt a praedicamento substantiae propter
connotationem; igitur talis conceptus substantialis
a quibus sumitur terminus de praedicamento
substantiae nec est conceptus aliquorum accidentium,
nec compositorum ex substantiis et accidentibus,
sed solum substantiae vel substantiarum.
Et si quis dicat quod sint complexi, tunc
complexi sunt compositi ex simplicibus, cum
in resolutione conceptuum non sit processus
in infinitum; et tunc illi simplices et compositi
ex eis non erunt, nisi substantiarum; igitur
substantiarum sunt conceptus simplices."
QiP, lb. 1, q. 4.
[12] John Buridan: Summulae de Dialectica
(Summulae), New Haven: Yale University Press,
2001, pp. 147, 173, 639, 642, 644-646, 729,
735.
[13] Summulae, pp. 106, 123, 126-128, 131,
135, 138, 147-149, 147n9, 155, 155n20, 156-158,
163, 169, 169n38, 175, 183, 202, 629, 640,
653, 668, 732, 787, 885, 886.
[14] "Item si conceptus substantialis
hominis sit complexus, ponamus quod hoc sit
ex tribus conceptibus simplicibus, scilicet
a, b, et c. Tunc si nullus conceptus substantiae
est simplex, a non esset, nisi conceptus
accidentis, et similiter nec b, nec c. Igitur
totum complexum ex eis non esset conceptus,
nisi accidentium et non substantiae, cum
totum nihil sit praeter partes. Sed hoc est
absurdum, scilicet quod conceptus substantialis
hominis non sit nisi conceptus accidentium;
igitur, etc." QiP, lb. 1, q. 4.
[15] "Tunc ad rationes illius opnionis.
Ad primam dicendum est quod fit una notitia
ex alia sine consequentia alicuius propositionis
ad aliam propositionem vel alias propositiones
quadrupliciter. Primo quidem obiective. Quia
si sit aliqua notitia in sensu exteriori,
se habet per modum obiecti respectu notitiae
sensus communis et etiam notitia sensitiva
se habet per modum obiecti ad notitiam intellectivam."
QiP, lb. 1, q.
4.
[16] "Secundo etiam elicitive, sicut
dicit Avicenna quod virtus aestimativa ex
intentione sensata, scilicet coloris, aut
figurae, aut motus, elicit intentionem non
sensatam, puta amicitiae vel inimicitiae.
Ideo ovis timet et fugit a lupo, et sequitur
pastorem. Et hoc non est mirum; cum enim
anima sit multo nobilior virtus quam ignis,
et tamen ignis generando calorem potest consequenter
mediante illo calore generare levitatem et
raritatem, rationabile est quod anima mediante
una notitia potest consequenter generare
aliam naturaliter consequentem ad priorem."
Ibid.
[17] "Quantum ad tertium sciendum est
quod est unus modus primo quo cognitio accidentis
ducit nos in cognitionem substantiae. Et
supponit primo quod intellectus movetur a
phantasmate, phantasia vero a sensu, sensus
vero ab obiecto exteriore. Secundo supponit
quod sensus et phantasia non sunt nisi accident<ium.
Tertio supponit quod virtus aestimativa est
superior et excelsior quam sit virtus sensitiva
exterior; et ergo ex intentionibus sensatis
potest elicere intentiones non sensatas.
Sic etiam intellectus est virtus superior
quam quaecumque virtus sensitiva sive interior
sive exterior; et ergo potest ex intentionibus
accidentium quae cadebant in phantasia elicere
intentiones substantiarum quae non cadebant
in phantasia. Et sic mediante cognitione
accidentium possumus devenire in cognitionem
substantiarum. Breviter. Iste modus deficit
in secunda suppositione quae erat quod sensus
non est nisi accidentium. Hoc enim est contra
Aristotelem in IIo huius, ubi dicit quod
Diari filius sentitur; verum est tamen quod
hoc non est per se sed per accidens. Unde
substantias non percipimus mediante sensu
sub conceptibus substantialibus, sed bene
sub conceptibus accidentalibus et connotativis,
et non mere absolutis." J. Buridan:
Le traité de l'âme de Jean Buridan (De Prima
Lectura). Édition, Étude critique et doctrinale
par B. Patar, Éditions de l'Institut Supérieur
de Philosophie: Louvain-la-Neuve, 1991, Quaestiones
in De Anima (QDA), lb. 1, q. 5. This passage
is in perfect agreement with the doctrine
of the corresponding passage of the commentary
on the Physics (and the other authentic passages
referred to in it; see n. 19 below). Because
of this doctrinal agreement, I take this
passage to be a reliable report of Buridan's
ideas (whether by himself or someone else),
despite doubts concerning the text's authenticity.
Cf. "Hence it is plain we do not see
a man - if by man is meant that which lives,
moves, perceives, and thinks as we do - but
only such a certain collection of ideas as
directs us to think there is a distinct principle
of thought and motion, like to ourselves,
accompanying and represented by it."
Berkeley, Treatise, Part I, n. 148, p. 88.
[18] "Secundus modus est quod sensus
primo percipit simul confuse substantiam
et accidens, sed postea intellectus, qui
est virtus superior, ponit differentiam inter
substantiam et accidens. Unde, si video aliquem
nunc esse album et postea eundem video esse
nigrum, et cum hoc percipio quod ipse manet
idem, ego venio in cognitionem qua cognosco
hoc esse aliud ab albedine et similiter aliud
a nigredine. Et sic, quamvis primo apprehendantur
rnediante sensu substantia et accidens confuse,
tamen tali cognitione sensitiva praecedente,
intellectus, qui est virtus superior, potest
venire in cognitionem determinatam ipsius
substantiae. Tertius modus potest esse, nam
res aliquae cognoscuntur per suas similitudines.
Dicitur enim in IIIo huius: "lapis non
est in anima, sed species lapidis";
cum ergo ita sit quod quilibet effectus gerit
in se similitudinem suae causae, et cum accidens
sit effectus substantiae, sequitur etiam
ipsum accidens gerere in se similitudinem
substantiae, et per consequens <per ipsum
accidens intellectus potest devenire in cognitionem
substantiae. Quartus modus potest esse iste:
nam sicut materia prima, antequam de eius
potentia educatur forma substantialis, indiget
dispositionibus accidentalibus disponentibus
materiam ad recipiendum talem formam, sic
etiam potest imaginari de intellectu possibili:
antequam in eo sit similitudo substantiae,
oportet quod primo in eo <sint species
et similitudines accidentium. Quibus existentibus
in intellectu possibili, intellectus agens
potest extrahere ex illis similitudinem illius
substantiae naturalem, cuius substantiae
sunt illa accidentia quorum similitudines
et intentiones erant in intellectu possibili."
QDA, lb. 1, q. 5. (prima lectura)
[19] "Tertio modo, abstractive; ut quia
habeo primo conceptum confuse et simul representantem
et substantiam et accidens, ut cum percipio
album - non enim solam albedinem video, sed
album. Et si postea percipio idem moveri
et mutari de albo in nigrum, iudico hoc esse
aliud ab albedine, et tunc intellectus naturaliter
habet virtutem dividendi illam confusionem,
et intelligendi substantiam abstractive ab
accidente, et accidens abstractive a substantia,
et potest utriusque formare simplicem conceptum,
et sic etiam abstrahendo fit conceptus universalis
ex conceptu singulari, sicut debet videri
in tertio De Anima, et septimo Metaphysicae."
- "In the third way, abstractively;
as when I first have a concept that represents
substance and accident together in a confused
manner, for example, when I perceive something
white, for I see not only whiteness, but
something that is white, and then if I perceive
the same thing to move and change from white
to black, then I judge that this is something
distinct from whiteness, and then the intellect
naturally has the power to analyze that confusion,
and to understand substance abstractively
from accident, and accident abstractively
from substance, and it can form a simple
concept of each, and it is in the same way,
by abstraction, that a universal concept
is formed from a singular one, as one should
see in bk. 3 of On the Soul, and bk. 7 of
the Metaphysics." QiP lb. 1, q. 4. Cf.
QiP lb. 1, q. 7, ff. 7vb-10ra; J. Buridan:
Questiones in De Anima lb. 3, q. 8, in: John
Buridan's Philosophy of Mind: An Edition
and Translation of Book III of his 'Questions
on Aristotle's De Anima' (Third Redaction),
edited by J. A. Zupko. Ph. D. diss., Cornell
University,
1989, 2 vols. Ann Arbor: University Microfilms
International, 1990, J. Buridan: Quaestiones
in Porphyrii Isagogen, in: R. Tatarzynski,
"Jan Buridan, Kommentarz do Isagogi
Porfiriusza." Przeglad Tomistyczyny
2
(1986), pp. 111-95, esp. pp. 172-173, and
J. Buridan: Quaestiones in Aristotelis Metaphysicam:
Kommentar zur Aristotelischen Metaphysik.
Paris, 1518; reprint, Frankfurt am Main:
Minerva, 1964, lb. 7, qq. 15-20, ff.
50rb-54va.
[20] To be sure, one might still raise the
question whether Buridan is "entitled"
to these Aristotelian principles in his solution,
given his semantic ideas concerning the natural
signification of absolute concepts. But this
question is beyond the scope of the present
paper. Cf. P. King: "John Buridan's
Solution to the Problem of Universals",
in: J. M. M. H. Thijssen and J. Zupko (eds.):
The Metaphysics and Natural Philosophy of
John Buridan, Brill Publishers: Leiden, 2001,
pp. 1-27.
[21] It may be interesting to note here that
from a medieval perspective Kant's solution
to "Hume's problem" may be characterized
as simply shifting the categorical status
of some fundamental metaphysical concepts,
such as 'substance', 'accident', 'cause',
'effect', 'existence', etc. Instead of treating
them as (whether innate, infused, or empirically
acquired) categorematic concepts, he treats
them as "logical functions", i.
e., syncategorematic concepts. But then it
is no wonder that in the conceptual framework
of post-Kantian positivist philosophy a number
of traditional metaphysical problems will
turn out to be not only radically undecidable,
but even meaningless, containing "category
mistakes". At the meeting, Stephen Read
also called my attention to Thomas Reid's
very different, "common sense"
criticism of Hume's philosophy, as bearing
some remarkable resemblances to Buridan's
approach to the issue. In fact, there may
even be some actual historical connection
between their ideas, given the lasting influence
of Buridan's thought in Scotland through
the circle of John Major. Cf. J. Haldane,
"Reid, Scholasticism and Current Philosophy
of Mind", in: M. Dalgarno and E. Matthews
(eds.): The Philosophy of Thomas Reid, Kluwer
Academic Publishers: Dordrecht, 1989, pp.
285-304.
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